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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSH
1251
DELISTED
NuStar GP Holdings LLC
NSH
$4.41M 0.01%
101,355
-7,061
-7% -$297K
FELE icon
1252
Franklin Electric
FELE
$4.84B
$4.41M 0.01%
126,813
+7,961
+7% +$300K
PSEC icon
1253
Prospect Capital
PSEC
$1.09B
$4.41M 0.01%
445,118
-51,765
-10% -$546K
JRI icon
1254
Nuveen Real Asset Income & Growth Fund
JRI
$347M
$4.4M 0.01%
226,679
+16,805
+8% +$333K
SCCO icon
1255
Southern Copper
SCCO
$166B
$4.39M 0.01%
159,816
-13,167
-8% -$392K
PFL
1256
PIMCO Income Strategy Fund
PFL
$385M
$4.35M 0.01%
364,039
+200,185
+122% +$2.45M
CLNY
1257
DELISTED
Colony Capital, Inc.
CLNY
$4.33M 0.01%
193,608
+24,369
+14% +$549K
BYM
1258
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$4.32M 0.01%
312,346
-30,763
-9% -$424K
CGO
1259
Calamos Global Total Return Fund
CGO
$127M
$4.32M 0.01%
311,423
-14,287
-4% -$206K
FMX icon
1260
Fomento Económico Mexicano
FMX
$43B
$4.32M 0.01%
46,935
+9,825
+26% +$937K
EPC icon
1261
Edgewell Personal Care
EPC
$1.35B
$4.3M 0.01%
47,106
+3,947
+9% +$353K
JSN
1262
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$4.3M 0.01%
337,639
+23,306
+7% +$297K
TGP
1263
DELISTED
Teekay LNG Partners L.P.
TGP
$4.3M 0.01%
98,710
-7,648
-7% -$334K
CNH
1264
CNH Industrial
CNH
$13.6B
$4.3M 0.01%
622,747
+585,670
+1,580% +$4.48M
CNCO
1265
DELISTED
Cencosud S.A.
CNCO
$4.29M 0.01%
475,696
+67,220
+16% +$629K
OVV icon
1266
Ovintiv
OVV
$16.3B
$4.28M 0.01%
40,308
-6,544
-14% -$721K
JPI
1267
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.28M 0.01%
186,600
-18,204
-9% -$423K
EFA icon
1268
iShares MSCI EAFE ETF
EFA
$79.5B
$4.27M 0.01%
66,662
+15,482
+30% +$1.03M
CENX icon
1269
Century Aluminum
CENX
$4.64B
$4.27M 0.01%
164,399
-3,538
-2% -$77.9K
DHG
1270
DELISTED
Deutsche High Incm Opportunities
DHG
$4.27M 0.01%
291,399
-98,466
-25% -$1.45M
IBN icon
1271
ICICI Bank
IBN
$109B
$4.26M 0.01%
476,944
+10,670
+2% +$99.8K
PPLT
1272
abrdn Physical Platinum Shares ETF
PPLT
$2B
$4.25M 0.01%
336,230
-9,940
-3% -$139K
VRSK icon
1273
Verisk Analytics
VRSK
$24.5B
$4.25M 0.01%
69,726
+25,766
+59% +$1.61M
EVM
1274
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$4.25M 0.01%
374,262
+11,693
+3% +$135K
AUY
1275
DELISTED
Yamana Gold, Inc.
AUY
$4.24M 0.01%
706,154
+40,060
+6% +$319K
49 50
51
52 53

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.