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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AROC icon
1226
Archrock
AROC
$5.8B
$912K 0.01%
93,340
+28,672
+44% +$281K
OVV icon
1227
Ovintiv
OVV
$16.4B
$909K 0.01%
25,181
+73
+0.3% +$3.22K
SMG icon
1228
ScottsMiracle-Gro
SMG
$3.66B
$908K 0.01%
13,020
+2,267
+21% +$163K
NEU icon
1229
NewMarket
NEU
$8.18B
$907K 0.01%
2,485
+683
+38% +$237K
CPZ
1230
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$906K 0.01%
58,669
+3,595
+7% +$57.6K
BIT icon
1231
BlackRock Multi-Sector Income Trust
BIT
$702M
$900K 0.01%
61,675
+11,553
+23% +$171K
HLX icon
1232
Helix Energy Solutions
HLX
$1.41B
$900K 0.01%
116,223
+104,048
+855% +$813K
POST icon
1233
Post Holdings
POST
$3.57B
$893K 0.01%
9,937
-12,721
-56% -$1.16M
CCJ icon
1234
Cameco
CCJ
$42.4B
$891K 0.01%
34,064
-7,610
-18% -$201K
ETX
1235
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$890K 0.01%
50,048
-794
-2% -$14.3K
LECO icon
1236
Lincoln Electric
LECO
$15.4B
$888K 0.01%
5,251
+681
+15% +$112K
CHE icon
1237
Chemed
CHE
$7.22B
$888K 0.01%
1,651
-99
-6% -$50.5K
CVE icon
1238
Cenovus Energy
CVE
$52.1B
$887K 0.01%
+50,785
New +$932K
TTEC icon
1239
TTEC Holdings
TTEC
$124M
$887K 0.01%
+23,812
New +$1.07M
IGI
1240
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$884K 0.01%
52,244
+4,365
+9% +$73.4K
LUMN icon
1241
Lumen
LUMN
$6.44B
$883K 0.01%
333,166
-589,835
-64% -$2.38M
DO
1242
DELISTED
Diamond Offshore Drilling, Inc.
DO
$882K 0.01%
+73,282
New +$842K
MASI
1243
DELISTED
Masimo
MASI
$880K 0.01%
4,771
-1,616
-25% -$273K
IMO icon
1244
Imperial Oil
IMO
$60.4B
$879K 0.01%
17,304
-5,270
-23% -$263K
AIF
1245
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$879K 0.01%
72,485
+16,433
+29% +$206K
LNC icon
1246
Lincoln National
LNC
$8.81B
$878K 0.01%
39,084
-13,062
-25% -$388K
PEB icon
1247
Pebblebrook Hotel Trust
PEB
$2.05B
$878K 0.01%
62,548
-23,133
-27% -$338K
LXP icon
1248
LXP Industrial Trust
LXP
$3.57B
$877K 0.01%
17,012
+856
+5% +$45.8K
POOL icon
1249
Pool Corp
POOL
$7.5B
$877K 0.01%
2,560
+99
+4% +$35.1K
LDP icon
1250
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$874K 0.01%
48,991
-472
-1% -$9.31K
48 49
50
51 52

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.