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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNR
1226
DELISTED
Monmouth Real Estate Investment Corp
MNR
$1.4M 0.01%
+66,826
New +$1.35M
EFSC icon
1227
Enterprise Financial Services Corp
EFSC
$2.39B
$1.4M 0.01%
29,657
+13,191
+80% +$629K
PRDO icon
1228
Perdoceo Education
PRDO
$2.12B
$1.39M 0.01%
118,332
-19,819
-14% -$216K
DQ
1229
Daqo New Energy
DQ
$996M
$1.39M 0.01%
34,377
+22,379
+187% +$1.3M
GT icon
1230
Goodyear
GT
$1.85B
$1.38M 0.01%
64,844
-20,527
-24% -$426K
PAE
1231
DELISTED
PAE Incorporated Class A Common Stock
PAE
$1.38M 0.01%
+139,221
New +$1.24M
BLD
1232
DELISTED
TopBuild
BLD
$1.38M 0.01%
5,003
-4,001
-44% -$1.02M
RDS.A
1233
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.37M 0.01%
31,623
-5,454
-15% -$246K
DINO icon
1234
HF Sinclair
DINO
$14.5B
$1.37M 0.01%
41,819
-42,261
-50% -$1.42M
VG
1235
DELISTED
Vonage Holdings Corporation
VG
$1.36M 0.01%
65,397
+52,757
+417% +$962K
LTC
1236
LTC Properties
LTC
$2.15B
$1.35M 0.01%
39,712
+10,737
+37% +$358K
PNF
1237
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.35M 0.01%
110,084
-17,975
-14% -$222K
REYN icon
1238
Reynolds Consumer Products
REYN
$5.59B
$1.35M 0.01%
43,015
-749
-2% -$21.8K
CHX
1239
DELISTED
ChampionX
CHX
$1.35M 0.01%
66,785
-75,279
-53% -$1.77M
CMP icon
1240
Compass Minerals
CMP
$1.15B
$1.35M 0.01%
26,441
+4,446
+20% +$271K
VSH icon
1241
Vishay Intertechnology
VSH
$5.43B
$1.35M 0.01%
61,723
+16,606
+37% +$341K
JHS
1242
John Hancock Income Securities Trust
JHS
$127M
$1.35M 0.01%
87,491
-1,678
-2% -$26K
AXON
1243
Axon Enterprise
AXON
$46.4B
$1.35M 0.01%
8,584
-3,581
-29% -$601K
VOD icon
1244
Vodafone
VOD
$37.4B
$1.34M 0.01%
89,560
+3,857
+5% +$58.9K
APPS icon
1245
Digital Turbine
APPS
$1.74B
$1.33M 0.01%
21,897
-14,322
-40% -$974K
BXMT icon
1246
Blackstone Mortgage Trust
BXMT
$2.38B
$1.33M 0.01%
43,379
-6,439
-13% -$205K
CIT
1247
DELISTED
CIT Group Inc.
CIT
$1.33M 0.01%
25,873
-10,574
-29% -$538K
SSD icon
1248
Simpson Manufacturing
SSD
$8.16B
$1.32M 0.01%
9,484
+657
+7% +$79.3K
KD icon
1249
Kyndryl
KD
$3.05B
$1.31M 0.01%
+72,387
New +$1.56M
LBTYK icon
1250
Liberty Global Class C
LBTYK
$3.49B
$1.31M 0.01%
+46,652
New +$1.33M
48 49
50
51 52

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.