We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISBC
1226
DELISTED
Investors Bancorp, Inc.
ISBC
$1.31M 0.01%
110,354
-7,565
-6% -$90.6K
FIVE icon
1227
Five Below
FIVE
$12.4B
$1.31M 0.01%
10,279
+5,953
+138% +$746K
AGM icon
1228
Federal Agricultural Mortgage
AGM
$2.58B
$1.31M 0.01%
15,727
-121,124
-89% -$10.1M
TXNM
1229
TXNM Energy Inc
TXNM
$5.91B
$1.31M 0.01%
25,742
-470
-2% -$23.6K
ADNT icon
1230
Adient
ADNT
$1.61B
$1.3M 0.01%
61,346
+11,621
+23% +$258K
IEX icon
1231
IDEX
IEX
$17.5B
$1.3M 0.01%
7,535
-5,281
-41% -$855K
VSH icon
1232
Vishay Intertechnology
VSH
$5.09B
$1.29M 0.01%
60,649
-6,125
-9% -$119K
YELP icon
1233
Yelp
YELP
$1.41B
$1.29M 0.01%
37,064
+8,009
+28% +$272K
PRGO icon
1234
Perrigo
PRGO
$1.84B
$1.29M 0.01%
24,929
-3,038
-11% -$159K
TU icon
1235
Telus
TU
$15.4B
$1.29M 0.01%
66,318
+54
+0.1% +$1K
VEEV icon
1236
Veeva Systems
VEEV
$34.7B
$1.29M 0.01%
9,145
-1,086
-11% -$160K
UBER icon
1237
Uber
UBER
$139B
$1.28M 0.01%
+43,126
New +$1.28M
AZN icon
1238
AstraZeneca
AZN
$250B
$1.28M 0.01%
12,844
+185
+1% +$17.4K
PSEC icon
1239
Prospect Capital
PSEC
$1.09B
$1.28M 0.01%
198,351
-60,525
-23% -$394K
SBRA icon
1240
Sabra Healthcare REIT
SBRA
$5.32B
$1.28M 0.01%
59,879
-6,590
-10% -$148K
LPLA icon
1241
LPL Financial
LPLA
$28.3B
$1.27M 0.01%
13,802
-2,567
-16% -$220K
THRM icon
1242
Gentherm
THRM
$1.28B
$1.27M 0.01%
+28,583
New +$1.22M
BBBY
1243
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.26M 0.01%
73,082
+7,079
+11% +$99.1K
VCIT icon
1244
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.26M 0.01%
13,830
-1,379
-9% -$126K
UMC icon
1245
United Microelectronic
UMC
$48.4B
$1.26M 0.01%
470,243
+15,902
+4% +$38.4K
ONB icon
1246
Old National Bancorp
ONB
$10.3B
$1.26M 0.01%
68,753
-14,715
-18% -$264K
MOG.A icon
1247
Moog Inc Class A
MOG.A
$12.9B
$1.25M 0.01%
14,699
+3,197
+28% +$273K
SNY icon
1248
Sanofi
SNY
$103B
$1.25M 0.01%
24,987
-4,173
-14% -$195K
ESE icon
1249
ESCO Technologies
ESE
$8.49B
$1.25M 0.01%
13,508
+3,429
+34% +$292K
CSFL
1250
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$1.25M 0.01%
50,034
+5,521
+12% +$138K
48 49
50
51 52

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.