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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1226
Prospect Capital
PSEC
$1.13B
$3.52M 0.01%
434,710
+76,645
+21% +$633K
AWF
1227
AllianceBernstein Global High Income Fund
AWF
$877M
$3.52M 0.01%
278,902
+17,155
+7% +$215K
ACAS
1228
DELISTED
American Capital Ltd
ACAS
$3.51M 0.01%
207,393
-26,098
-11% -$432K
HUN icon
1229
Huntsman Corp
HUN
$1.83B
$3.5M 0.01%
215,290
-127,496
-37% -$2.02M
VYX icon
1230
NCR Voyix
VYX
$1.22B
$3.5M 0.01%
177,248
+157,905
+816% +$3.11M
PFPT
1231
DELISTED
Proofpoint, Inc.
PFPT
$3.49M 0.01%
46,671
-9,281
-17% -$685K
PANW icon
1232
Palo Alto Networks
PANW
$299B
$3.49M 0.01%
131,424
-95,004
-42% -$2.16M
GTLS
1233
DELISTED
Chart Industries
GTLS
$3.48M 0.01%
106,079
+218
+0.2% +$6.32K
PBYI icon
1234
Puma Biotechnology
PBYI
$397M
$3.48M 0.01%
51,947
+40,392
+350% +$2.04M
PPLT
1235
abrdn Physical Platinum Shares ETF
PPLT
$2B
$3.47M 0.01%
351,390
+73,860
+27% +$773K
FINL
1236
DELISTED
Finish Line
FINL
$3.47M 0.01%
150,358
-4,617
-3% -$104K
PDM
1237
Piedmont Realty Trust
PDM
$1.21B
$3.46M 0.01%
159,105
+119,180
+299% +$2.56M
DINO icon
1238
HF Sinclair
DINO
$15.7B
$3.46M 0.01%
141,230
-74,231
-34% -$1.87M
MDP
1239
DELISTED
Meredith Corporation
MDP
$3.45M 0.01%
66,386
-29,557
-31% -$1.58M
MHG
1240
DELISTED
Marine Harvest ASA
MHG
$3.45M 0.01%
192,588
+20,467
+12% +$336K
BLUE
1241
DELISTED
bluebird bio
BLUE
$3.45M 0.01%
3,928
-1,922
-33% -$1.39M
JHI
1242
John Hancock Investors Trust
JHI
$117M
$3.44M 0.01%
205,910
-16,786
-8% -$287K
MFIC icon
1243
MidCap Financial Investment
MFIC
$799M
$3.43M 0.01%
197,158
+43,055
+28% +$755K
TX icon
1244
Ternium
TX
$9.88B
$3.43M 0.01%
174,753
-16,631
-9% -$345K
KEP icon
1245
Korea Electric Power
KEP
$15.8B
$3.42M 0.01%
140,239
+7,469
+6% +$197K
MYGN icon
1246
Myriad Genetics
MYGN
$303M
$3.42M 0.01%
166,046
+4,609
+3% +$117K
LOGM
1247
DELISTED
LogMein, Inc.
LOGM
$3.41M 0.01%
37,749
-3,332
-8% -$267K
GDO
1248
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.6M
$3.41M 0.01%
192,664
-11,409
-6% -$201K
RDUS
1249
DELISTED
Radius Health, Inc.
RDUS
$3.4M 0.01%
+62,902
New +$3.2M
QTS
1250
DELISTED
QTS REALTY TRUST, INC.
QTS
$3.4M 0.01%
64,231
-64,311
-50% -$3.52M
48 49
50
51 52

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.