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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUJ icon
1226
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$640M
$4.12M 0.01%
283,847
-12,259
-4% -$176K
DEO icon
1227
Diageo
DEO
$48.8B
$4.12M 0.01%
36,072
+10,390
+40% +$1.21M
DLX icon
1228
Deluxe
DLX
$1.24B
$4.11M 0.01%
66,023
-95,095
-59% -$5.59M
SIX
1229
DELISTED
Six Flags Entertainment Corp.
SIX
$4.11M 0.01%
95,233
+51,032
+115% +$2.01M
CCC
1230
DELISTED
Calgon Carbon Corp
CCC
$4.11M 0.01%
197,706
-5,596
-3% -$114K
ARI
1231
Apollo Commercial Real Estate
ARI
$889M
$4.1M 0.01%
250,651
+48,545
+24% +$797K
BSAC icon
1232
Banco Santander Chile
BSAC
$16.4B
$4.09M 0.01%
207,677
-102,259
-33% -$2.18M
PL
1233
DELISTED
PROTECTIVE LIFE CORP
PL
$4.09M 0.01%
58,692
-138,818
-70% -$9.66M
ACHN
1234
DELISTED
Achillion Pharmaceuticals
ACHN
$4.08M 0.01%
333,081
+76,445
+30% +$934K
CEO
1235
DELISTED
CNOOC Limited
CEO
$4.08M 0.01%
30,101
+726
+2% +$109K
MYJ
1236
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$4.07M 0.01%
272,472
-14,759
-5% -$219K
NMFC icon
1237
New Mountain Finance
NMFC
$707M
$4.07M 0.01%
272,093
+33,200
+14% +$489K
AEO icon
1238
American Eagle Outfitters
AEO
$3.03B
$4.05M 0.01%
292,010
+17,842
+7% +$241K
RGC
1239
DELISTED
Regal Entertainment Group
RGC
$4.05M 0.01%
189,535
+45,941
+32% +$969K
HALO icon
1240
Halozyme
HALO
$9.87B
$4.05M 0.01%
419,567
+95,473
+29% +$848K
MMLP icon
1241
Martin Midstream Partners
MMLP
$95.5M
$4.04M 0.01%
150,353
+56,935
+61% +$1.9M
NIO
1242
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$4.03M 0.01%
274,648
+2,393
+0.9% +$34.6K
MBB icon
1243
iShares MBS ETF
MBB
$39.1B
$3.98M 0.01%
36,440
+11,538
+46% +$1.26M
TSRO
1244
DELISTED
TESARO, Inc.
TSRO
$3.98M 0.01%
107,064
+3,924
+4% +$121K
KERX
1245
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$3.97M 0.01%
280,804
+17,838
+7% +$276K
NVAX icon
1246
Novavax
NVAX
$1.26B
$3.97M 0.01%
33,474
+1,012
+3% +$106K
BSJJ
1247
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3.97M 0.01%
159,462
+31,712
+25% +$806K
SBRA icon
1248
Sabra Healthcare REIT
SBRA
$5.21B
$3.97M 0.01%
130,662
-111,471
-46% -$3.07M
KNGT
1249
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$3.96M 0.01%
117,649
+25,117
+27% +$845K
VKQ icon
1250
Invesco Municipal Trust
VKQ
$542M
$3.95M 0.01%
312,076
+30,155
+11% +$380K
48 49
50
51 52

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.