We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
101
Ingredion
INGR
$6.54B
$23.4M 0.2%
230,348
-1,985
-0.9% -$198K
SPY icon
102
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$23.4M 0.2%
57,200
-400
-0.7% -$160K
SPY icon
103
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$23.4M 0.2%
57,200
-400
-0.7% -$160K
EIX icon
104
Edison International
EIX
$26.4B
$23.2M 0.19%
328,077
-51,938
-14% -$3.51M
TJX icon
105
TJX Companies
TJX
$178B
$23.1M 0.19%
295,105
-5,582
-2% -$439K
AVB icon
106
AvalonBay Communities
AVB
$26.7B
$22.7M 0.19%
134,792
-2,842
-2% -$485K
KHC icon
107
Kraft Heinz
KHC
$29.8B
$22M 0.19%
569,244
-86,475
-13% -$3.42M
MET icon
108
MetLife
MET
$62.2B
$21.7M 0.18%
375,197
-4,159
-1% -$281K
NVG icon
109
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$21.7M 0.18%
1,842,966
-1,615,049
-47% -$19.4M
SUI icon
110
Sun Communities
SUI
$14.7B
$21.7M 0.18%
153,999
+360
+0.2% +$52.6K
WMT icon
111
Walmart Inc
WMT
$888B
$21.5M 0.18%
436,512
-20,448
-4% -$971K
JCI icon
112
Johnson Controls International
JCI
$93.6B
$21.4M 0.18%
355,965
+69,442
+24% +$4.45M
EL icon
113
Estee Lauder
EL
$31.6B
$20.9M 0.18%
84,865
-14,054
-14% -$3.57M
ZTS icon
114
Zoetis
ZTS
$31.5B
$20.8M 0.18%
125,145
+30,452
+32% +$4.99M
LQD icon
115
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$20.7M 0.17%
189,017
-378,071
-67% -$40.9M
SRE icon
116
Sempra
SRE
$55.8B
$20.6M 0.17%
272,136
-20,326
-7% -$1.56M
OMC icon
117
Omnicom Group
OMC
$23.2B
$20.5M 0.17%
217,750
-60,635
-22% -$5.37M
MNST icon
118
Monster Beverage
MNST
$89.1B
$20.5M 0.17%
379,881
-14,583
-4% -$748K
EQR icon
119
Equity Residential
EQR
$25.1B
$20.4M 0.17%
340,411
-12,044
-3% -$739K
CTAS icon
120
Cintas
CTAS
$81.1B
$20.4M 0.17%
176,560
+6,428
+4% +$708K
NEA icon
121
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$20.2M 0.17%
1,819,485
-2,182,056
-55% -$24.4M
REXR icon
122
Rexford Industrial Realty
REXR
$8.22B
$20.2M 0.17%
338,952
+18,049
+6% +$1.08M
PYPL icon
123
PayPal
PYPL
$50.8B
$19.8M 0.17%
261,160
+41,054
+19% +$3.16M
EW icon
124
Edwards Lifesciences
EW
$51.7B
$19.8M 0.17%
238,841
+3,845
+2% +$302K
NXPI icon
125
NXP Semiconductors
NXPI
$60.3B
$19.6M 0.17%
105,348
+1,466
+1% +$261K
3 4
5
6 7

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.