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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
101
Thermo Fisher Scientific
TMO
$214B
$36.7M 0.19%
55,006
+10,477
+24% +$6.54M
AFTR
102
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
$36.3M 0.19%
+3,725,000
New +$36.1M
NEE icon
103
NextEra Energy
NEE
$176B
$35.9M 0.19%
384,548
-46,276
-11% -$4M
BBN icon
104
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$35.9M 0.19%
1,370,579
+7,949
+0.6% +$205K
ISRG icon
105
Intuitive Surgical
ISRG
$132B
$35.8M 0.19%
99,644
+9,650
+11% +$3.32M
YTPG
106
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$35.7M 0.19%
3,646,692
+111,635
+3% +$1.1M
CHTR icon
107
Charter Communications
CHTR
$18.8B
$35.7M 0.19%
54,776
+1,931
+4% +$1.31M
TEAM icon
108
Atlassian
TEAM
$28B
$35.4M 0.18%
92,945
+2,889
+3% +$1.16M
AEP icon
109
American Electric Power
AEP
$68.2B
$34.9M 0.18%
391,998
+73,641
+23% +$6.21M
SUI icon
110
Sun Communities
SUI
$14.7B
$34.7M 0.18%
165,237
+9,494
+6% +$1.87M
UNP icon
111
Union Pacific
UNP
$175B
$34.7M 0.18%
137,577
+9,355
+7% +$2.22M
BMY icon
112
Bristol-Myers Squibb
BMY
$131B
$34.2M 0.18%
548,667
+64,309
+13% +$3.77M
CPAA
113
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
$33.8M 0.18%
+3,465,000
New +$34M
EL icon
114
Estee Lauder
EL
$30.9B
$33.7M 0.18%
90,942
+5,022
+6% +$1.7M
PM icon
115
Philip Morris
PM
$293B
$33.7M 0.18%
354,228
+56,391
+19% +$5.27M
RXRA
116
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$33.2M 0.17%
3,406,415
+59,181
+2% +$577K
AIG icon
117
American International
AIG
$42.4B
$33M 0.17%
580,075
+365,265
+170% +$20.8M
ADI icon
118
Analog Devices
ADI
$184B
$32.8M 0.17%
186,348
+27,459
+17% +$4.87M
ORCL icon
119
Oracle
ORCL
$413B
$31.8M 0.17%
364,333
-23,586
-6% -$2.21M
BKNG icon
120
Booking.com
BKNG
$156B
$31M 0.16%
322,750
+26,175
+9% +$2.48M
ITW icon
121
Illinois Tool Works
ITW
$84.8B
$31M 0.16%
125,493
+25,025
+25% +$5.81M
NAC icon
122
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$30.9M 0.16%
1,975,061
+6,993
+0.4% +$108K
GIIX
123
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$30.6M 0.16%
3,000,000
– –
WMT icon
124
Walmart Inc
WMT
$892B
$30.4M 0.16%
630,855
+21,147
+3% +$1.01M
MRSH
125
Marsh
MRSH
$92.2B
$30.2M 0.16%
173,609
+3,041
+2% +$505K
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.