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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
101
Intuitive Surgical
ISRG
$133B
$29.8M 0.18%
89,994
-5,967
-6% -$2M
PSA icon
102
Public Storage
PSA
$61.1B
$29.7M 0.18%
99,942
-18,152
-15% -$5.7M
NOC icon
103
Northrop Grumman
NOC
$79.2B
$29.6M 0.18%
82,207
+8,539
+12% +$3.09M
CVS icon
104
CVS Health
CVS
$126B
$29.6M 0.18%
348,379
-10,938
-3% -$916K
GIIX
105
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$29.5M 0.18%
3,000,000
– –
ARBG
106
DELISTED
Aequi Acquisition Corp
ARBG
$29.1M 0.17%
2,980,000
– –
SUI icon
107
Sun Communities
SUI
$14.7B
$28.8M 0.17%
155,743
+4,065
+3% +$784K
BMY icon
108
Bristol-Myers Squibb
BMY
$130B
$28.7M 0.17%
484,358
+7,678
+2% +$506K
DLR icon
109
Digital Realty Trust
DLR
$72.1B
$28.6M 0.17%
197,721
-1,450
-0.7% -$227K
WMT icon
110
Walmart Inc
WMT
$894B
$28.3M 0.17%
609,708
+180,477
+42% +$8.7M
PM icon
111
Philip Morris
PM
$294B
$28.2M 0.17%
297,837
+23,454
+9% +$2.36M
BKNG icon
112
Booking.com
BKNG
$156B
$28.2M 0.17%
296,575
-26,725
-8% -$2.4M
MNST icon
113
Monster Beverage
MNST
$92.4B
$27.6M 0.17%
621,784
-75,696
-11% -$3.58M
KLAC icon
114
KLA
KLAC
$252B
$27.4M 0.16%
819,550
+69,900
+9% +$2.33M
ADI icon
115
Analog Devices
ADI
$184B
$26.6M 0.16%
158,889
+46,066
+41% +$7.73M
TGT icon
116
Target
TGT
$67.1B
$26.3M 0.16%
114,940
+8,196
+8% +$2.05M
PXD
117
DELISTED
Pioneer Natural Resource Co.
PXD
$26.1M 0.16%
156,960
-4,681
-3% -$708K
LIN icon
118
Linde
LIN
$226B
$26.1M 0.16%
89,073
-12,435
-12% -$3.78M
AEP icon
119
American Electric Power
AEP
$68.8B
$25.8M 0.16%
318,357
+30,313
+11% +$2.65M
MRSH
120
Marsh
MRSH
$91.4B
$25.8M 0.16%
170,568
+2,707
+2% +$409K
EL icon
121
Estee Lauder
EL
$31.5B
$25.8M 0.15%
85,920
-4,913
-5% -$1.6M
WBA
122
DELISTED
Walgreens Boots Alliance
WBA
$25.6M 0.15%
544,980
-78,305
-13% -$3.78M
BGB
123
Blackstone Strategic Credit 2027 Term Fund
BGB
$502M
$25.6M 0.15%
1,847,006
-21,761
-1% -$302K
BRK.B icon
124
Berkshire Hathaway Class B
BRK.B
$1.12T
$25.5M 0.15%
93,500
-6,942
-7% -$1.95M
LHX icon
125
L3Harris
LHX
$53.3B
$25.5M 0.15%
115,739
+17,125
+17% +$3.89M
3 4
5
6 7

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.