We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$291B
$28.5M 0.19%
321,013
+35,683
+13% +$3.03M
MET icon
102
MetLife
MET
$62.8B
$27.9M 0.18%
459,727
+50,392
+12% +$2.78M
CAT icon
103
Caterpillar
CAT
$393B
$27.9M 0.18%
120,220
-38,650
-24% -$8M
INTU icon
104
Intuit
INTU
$89.8B
$27.3M 0.18%
71,190
-12,072
-14% -$4.65M
CVS icon
105
CVS Health
CVS
$122B
$27.2M 0.18%
362,189
+57,674
+19% +$4.2M
EQR icon
106
Equity Residential
EQR
$25B
$26.9M 0.18%
376,182
+52,599
+16% +$3.48M
CWB icon
107
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.67B
$26.9M 0.18%
322,394
-64,730
-17% -$5.6M
BKNG icon
108
Booking.com
BKNG
$158B
$26.4M 0.17%
283,150
-62,275
-18% -$5.53M
SWKS icon
109
Skyworks Solutions
SWKS
$10.1B
$26.3M 0.17%
143,593
-25,581
-15% -$4.45M
LIN icon
110
Linde
LIN
$225B
$26.3M 0.17%
93,974
-5,610
-6% -$1.46M
AVB icon
111
AvalonBay Communities
AVB
$26.6B
$26.1M 0.17%
141,693
+26,412
+23% +$4.62M
ADP icon
112
Automatic Data Processing
ADP
$108B
$26M 0.17%
138,188
-2,378
-2% -$413K
SPGI icon
113
S&P Global
SPGI
$120B
$25.9M 0.17%
73,385
-12,933
-15% -$4.3M
PGR icon
114
Progressive
PGR
$124B
$25.9M 0.17%
270,596
-40,459
-13% -$3.68M
KMB icon
115
Kimberly-Clark
KMB
$35.8B
$25.8M 0.17%
185,477
+4,656
+3% +$618K
WELL icon
116
Welltower
WELL
$170B
$25.7M 0.17%
359,376
+32,793
+10% +$2.2M
MSDAU
117
DELISTED
MSD Acquisition Corp. Unit
MSDAU
$25.7M 0.17%
+2,530,910
New +$25.4M
EL icon
118
Estee Lauder
EL
$31B
$25.6M 0.17%
87,855
+4,305
+5% +$1.18M
ILMN icon
119
Illumina
ILMN
$29.3B
$25.5M 0.17%
68,199
-22,330
-25% -$9.11M
BAC icon
120
Bank of America
BAC
$437B
$25.2M 0.17%
651,416
-94,804
-13% -$3.27M
MDT icon
121
Medtronic
MDT
$110B
$25.1M 0.16%
212,399
-17,831
-8% -$2.09M
KHC icon
122
Kraft Heinz
KHC
$29.8B
$24.9M 0.16%
622,269
-19,362
-3% -$697K
SNV
123
DELISTED
Synovus
SNV
$24.7M 0.16%
540,079
+39,271
+8% +$1.64M
TMO icon
124
Thermo Fisher Scientific
TMO
$214B
$24.7M 0.16%
54,055
-5,697
-10% -$2.72M
BGB
125
Blackstone Strategic Credit 2027 Term Fund
BGB
$502M
$24.2M 0.16%
1,819,111
+12,805
+0.7% +$168K
3 4
5
6 7

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.