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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$387B
$20.1M 0.2%
172,978
+5,875
+4% +$750K
FLOT icon
102
iShares Floating Rate Bond ETF
FLOT
$10.3B
$20M 0.2%
411,184
+23,337
+6% +$1.17M
MU icon
103
Micron Technology
MU
$991B
$20M 0.2%
476,389
-167,943
-26% -$8.73M
AIZ icon
104
Assurant
AIZ
$14.3B
$19.7M 0.2%
189,423
+13,404
+8% +$1.65M
EL icon
105
Estee Lauder
EL
$32B
$19.4M 0.2%
121,842
+5,471
+5% +$1.06M
DUK icon
106
Duke Energy
DUK
$97.3B
$19.4M 0.2%
239,831
-36,473
-13% -$3.35M
PM icon
107
Philip Morris
PM
$295B
$18.6M 0.19%
254,811
-40,258
-14% -$3.31M
EMLC icon
108
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$18.5M 0.19%
649,131
+14,789
+2% +$476K
CB icon
109
Chubb
CB
$135B
$18.3M 0.18%
164,213
-6,871
-4% -$985K
SUI icon
110
Sun Communities
SUI
$14.7B
$18.3M 0.18%
146,802
+15,807
+12% +$2.39M
CNO icon
111
CNO Financial Group
CNO
$5.11B
$18M 0.18%
1,452,355
+1,378,703
+1,872% +$22.6M
LRCX icon
112
Lam Research
LRCX
$390B
$17.9M 0.18%
746,930
-194,480
-21% -$5.6M
TMO icon
113
Thermo Fisher Scientific
TMO
$220B
$17.9M 0.18%
63,097
-2,274
-3% -$717K
CMBS icon
114
iShares CMBS ETF
CMBS
$472M
$17.5M 0.18%
325,399
+49,086
+18% +$2.63M
SYY icon
115
Sysco
SYY
$40.3B
$17.4M 0.17%
380,302
-36,559
-9% -$2.53M
DIS icon
116
Walt Disney
DIS
$181B
$17.2M 0.17%
178,377
-44,923
-20% -$5.68M
INTU icon
117
Intuit
INTU
$89B
$17.2M 0.17%
74,604
-11,531
-13% -$3.12M
ICE icon
118
Intercontinental Exchange
ICE
$84.4B
$17.2M 0.17%
212,474
+4,081
+2% +$370K
BKNG icon
119
Booking.com
BKNG
$161B
$17.1M 0.17%
317,700
-100,825
-24% -$7.08M
STZ icon
120
Constellation Brands
STZ
$23.2B
$16.8M 0.17%
117,361
-21,654
-16% -$3.82M
SWKS icon
121
Skyworks Solutions
SWKS
$10.6B
$16.7M 0.17%
187,177
-15,449
-8% -$1.65M
PPL
122
PPL Corp
PPL
$26.7B
$16.4M 0.17%
663,849
-95,509
-13% -$3.08M
EQC
123
DELISTED
Equity Commonwealth
EQC
$16.3M 0.16%
512,777
-87,223
-15% -$2.79M
BGB
124
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$15.9M 0.16%
1,529,360
+879,001
+135% +$11.8M
K
125
DELISTED
Kellanova
K
$15.9M 0.16%
282,173
-52,020
-16% -$3.19M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.