We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
101
Zions Bancorporation
ZION
$10.2B
$26.3M 0.2%
506,904
-1,315
-0.3% -$63.8K
APD icon
102
Air Products & Chemicals
APD
$65.7B
$26.3M 0.2%
111,921
+14,111
+14% +$3.18M
CL icon
103
Colgate-Palmolive
CL
$73.1B
$26.2M 0.2%
380,752
-52,371
-12% -$3.57M
CWB icon
104
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$26M 0.2%
468,974
+26,643
+6% +$1.43M
DAL icon
105
Delta Air Lines
DAL
$57.5B
$25.4M 0.19%
433,836
-4,029
-0.9% -$226K
DUK icon
106
Duke Energy
DUK
$97.8B
$25.2M 0.19%
276,304
-6,684
-2% -$613K
PM icon
107
Philip Morris
PM
$297B
$25.1M 0.19%
295,069
-44,659
-13% -$3.68M
MBB icon
108
iShares MBS ETF
MBB
$38.9B
$24.8M 0.19%
229,201
+35,725
+18% +$3.86M
ORCL icon
109
Oracle
ORCL
$374B
$24.8M 0.19%
467,398
+71,750
+18% +$3.95M
C icon
110
Citigroup
C
$222B
$24.7M 0.19%
309,481
-62,631
-17% -$4.63M
CAT icon
111
Caterpillar
CAT
$375B
$24.7M 0.19%
167,103
+40,089
+32% +$5.59M
SWKS icon
112
Skyworks Solutions
SWKS
$9.37B
$24.5M 0.18%
202,626
+15,237
+8% +$1.5M
LLY icon
113
Eli Lilly
LLY
$1.02T
$24.4M 0.18%
185,471
+35,150
+23% +$4.07M
EL icon
114
Estee Lauder
EL
$30.4B
$24M 0.18%
116,371
-19,476
-14% -$3.78M
USB icon
115
US Bancorp
USB
$98.2B
$24M 0.18%
405,233
+88,226
+28% +$5.1M
TGT icon
116
Target
TGT
$65.6B
$23.9M 0.18%
186,685
-21,840
-10% -$2.56M
AES icon
117
AES
AES
$10.5B
$23.8M 0.18%
1,193,591
+74,096
+7% +$1.33M
NAC icon
118
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$23.2M 0.17%
1,559,561
+11,696
+0.8% +$174K
AIZ icon
119
Assurant
AIZ
$13.8B
$23.1M 0.17%
176,019
+4,320
+3% +$556K
CVS icon
120
CVS Health
CVS
$133B
$23M 0.17%
309,961
-31,281
-9% -$2.2M
VTR icon
121
Ventas
VTR
$48B
$23M 0.17%
398,351
+6,501
+2% +$408K
FISV
122
Fiserv Inc
FISV
$28.8B
$22.7M 0.17%
196,314
-35,357
-15% -$3.9M
ADP icon
123
Automatic Data Processing
ADP
$106B
$22.7M 0.17%
132,904
-12,387
-9% -$2.05M
INTU icon
124
Intuit
INTU
$86.5B
$22.6M 0.17%
86,135
-18,370
-18% -$4.8M
ES icon
125
Eversource Energy
ES
$26.9B
$22.1M 0.17%
259,670
+10,427
+4% +$867K
3 4
5
6 7

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.