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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
101
PPL Corp
PPL
$26.5B
$25.1M 0.2%
796,206
+3,175
+0.4% +$96K
SO icon
102
Southern Company
SO
$109B
$24.9M 0.2%
403,204
-5,782
-1% -$335K
REGN icon
103
Regeneron Pharmaceuticals
REGN
$78.5B
$24.6M 0.2%
88,799
+18,763
+27% +$5.55M
EQC
104
DELISTED
Equity Commonwealth
EQC
$24.1M 0.19%
703,795
+88,844
+14% +$2.99M
MU icon
105
Micron Technology
MU
$930B
$24M 0.19%
561,239
+61,390
+12% +$2.78M
FISV
106
Fiserv Inc
FISV
$28.8B
$24M 0.19%
231,671
+89,161
+63% +$9.1M
CHTR icon
107
Charter Communications
CHTR
$17.3B
$23.8M 0.19%
57,723
-7,677
-12% -$3.1M
WELL icon
108
Welltower
WELL
$169B
$23.7M 0.19%
261,451
-4,153
-2% -$361K
DOC icon
109
Healthpeak Properties
DOC
$15.1B
$23.6M 0.19%
662,302
+56,344
+9% +$1.9M
CB icon
110
Chubb
CB
$135B
$23.6M 0.19%
145,942
+5,040
+4% +$780K
ARE icon
111
Alexandria Real Estate Equities
ARE
$8.97B
$23.5M 0.19%
152,588
-12,884
-8% -$1.9M
ADP icon
112
Automatic Data Processing
ADP
$106B
$23.5M 0.19%
145,291
-975
-0.7% -$161K
NAC icon
113
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$23.2M 0.19%
1,547,865
+978,423
+172% +$14.6M
CWB icon
114
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$23.2M 0.19%
442,331
-59,537
-12% -$3.16M
EXC icon
115
Exelon
EXC
$47.2B
$22.9M 0.18%
663,289
-38,705
-6% -$1.3M
TROW icon
116
T. Rowe Price
TROW
$23.9B
$22.8M 0.18%
199,308
-23,000
-10% -$2.56M
IGSB icon
117
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$22.7M 0.18%
423,155
+70,263
+20% +$3.76M
ZION icon
118
Zions Bancorporation
ZION
$10.2B
$22.6M 0.18%
508,219
-34,245
-6% -$1.48M
HBAN icon
119
Huntington Bancshares
HBAN
$34.4B
$22.6M 0.18%
1,584,096
+121,006
+8% +$1.65M
MKC icon
120
McCormick & Company Non-Voting
MKC
$13.7B
$22.4M 0.18%
287,154
-66,708
-19% -$5.36M
TMO icon
121
Thermo Fisher Scientific
TMO
$213B
$22.3M 0.18%
76,712
-13,601
-15% -$3.89M
TGT icon
122
Target
TGT
$65.6B
$22.3M 0.18%
208,525
-6,178
-3% -$588K
DLR icon
123
Digital Realty Trust
DLR
$69.7B
$22.3M 0.18%
171,584
+362
+0.2% +$44K
ORCL icon
124
Oracle
ORCL
$374B
$21.8M 0.17%
395,648
-82,822
-17% -$4.58M
EQR icon
125
Equity Residential
EQR
$24.9B
$21.7M 0.17%
252,059
-2,147
-0.8% -$176K
3 4
5
6 7

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.