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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
101
Sherwin-Williams
SHW
$82.7B
$25.9M 0.17%
170,691
-1,731
-1% -$256K
MKC icon
102
McCormick & Company Non-Voting
MKC
$13.7B
$25.4M 0.17%
386,326
-94,164
-20% -$5.81M
INTU icon
103
Intuit
INTU
$86.5B
$24.5M 0.16%
107,884
+349
+0.3% +$75K
GBAB
104
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$24.5M 0.16%
1,154,388
– –
AES icon
105
AES
AES
$10.5B
$24.4M 0.16%
1,742,643
-70,257
-4% -$946K
NFJ
106
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$24.4M 0.16%
1,861,050
+27,155
+1% +$352K
SPGI icon
107
S&P Global
SPGI
$121B
$24.4M 0.16%
124,691
-7,142
-5% -$1.47M
PLD icon
108
Prologis
PLD
$135B
$24M 0.16%
353,512
+56,441
+19% +$3.71M
CLX icon
109
Clorox
CLX
$11.6B
$23.9M 0.16%
158,811
-8,423
-5% -$1.2M
PRU icon
110
Prudential Financial
PRU
$42.4B
$23.7M 0.15%
234,158
+38,064
+19% +$3.75M
OXY icon
111
Occidental Petroleum
OXY
$56.8B
$23.6M 0.15%
286,650
+24,055
+9% +$1.94M
AMAT icon
112
Applied Materials
AMAT
$403B
$23.4M 0.15%
604,927
-101,391
-14% -$4.48M
RHI icon
113
Robert Half
RHI
$3.87B
$23.3M 0.15%
330,796
+61,377
+23% +$4.5M
AEE icon
114
Ameren
AEE
$30.3B
$23.3M 0.15%
368,220
-40,909
-10% -$2.58M
ADM icon
115
Archer Daniels Midland
ADM
$38.2B
$23.2M 0.15%
462,078
+22,348
+5% +$1.1M
ATVI
116
DELISTED
Activision Blizzard
ATVI
$23M 0.15%
276,980
+17,126
+7% +$1.3M
ITW icon
117
Illinois Tool Works
ITW
$82.6B
$23M 0.15%
162,989
-13,603
-8% -$1.92M
GLW icon
118
Corning
GLW
$119B
$22.7M 0.15%
643,056
+99,826
+18% +$3.24M
HES
119
DELISTED
Hess
HES
$22.7M 0.15%
316,965
+11,883
+4% +$783K
JNK icon
120
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$22.6M 0.15%
209,345
-27,377
-12% -$2.94M
MU icon
121
Micron Technology
MU
$930B
$22.4M 0.15%
495,535
+57,432
+13% +$2.9M
OKE icon
122
Oneok
OKE
$57.2B
$22.4M 0.15%
330,375
-25,113
-7% -$1.72M
WRK
123
DELISTED
WestRock Company
WRK
$22.3M 0.15%
416,803
+47,310
+13% +$2.65M
WMT icon
124
Walmart Inc
WMT
$885B
$22.3M 0.15%
711,018
-38,022
-5% -$1.16M
NIE
125
Virtus Equity & Convertible Income Fund
NIE
$719M
$22.2M 0.14%
965,884
+75,644
+8% +$1.75M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.