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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
101
Booking.com
BKNG
$154B
$79.2M 0.19%
1,139,675
-41,775
-4% -$3.03M
PLD icon
102
Prologis
PLD
$137B
$78.8M 0.19%
1,220,984
-62,294
-5% -$4.07M
ITW icon
103
Illinois Tool Works
ITW
$84.9B
$78.7M 0.19%
471,941
-85,271
-15% -$13.6M
A icon
104
Agilent Technologies
A
$39.7B
$78.6M 0.19%
1,173,903
+423,668
+56% +$28.6M
ANDV
105
DELISTED
Andeavor
ANDV
$78.5M 0.19%
686,345
-43,391
-6% -$4.66M
WBA
106
DELISTED
Walgreens Boots Alliance
WBA
$78.3M 0.19%
1,078,189
+134,352
+14% +$9.46M
TGT icon
107
Target
TGT
$65.5B
$78.3M 0.19%
1,199,846
+176,868
+17% +$10.7M
CBOE icon
108
Cboe Global Markets
CBOE
$31.1B
$77.8M 0.18%
624,576
+285,612
+84% +$33.4M
XRX icon
109
Xerox
XRX
$360M
$77.4M 0.18%
2,654,855
+320,976
+14% +$9.75M
COST icon
110
Costco
COST
$429B
$77.2M 0.18%
414,986
-47,592
-10% -$8.22M
ABT icon
111
Abbott
ABT
$187B
$77.2M 0.18%
1,353,144
+358,637
+36% +$19.9M
ANSS
112
DELISTED
Ansys
ANSS
$77.1M 0.18%
522,492
+133,151
+34% +$18.9M
MSI icon
113
Motorola Solutions
MSI
$73.1B
$76.6M 0.18%
847,391
-117,111
-12% -$10.7M
WDC icon
114
Western Digital
WDC
$160B
$76.5M 0.18%
1,273,419
+226,013
+22% +$14.6M
PRU icon
115
Prudential Financial
PRU
$43B
$76.5M 0.18%
665,305
-105,525
-14% -$11.8M
SNPS icon
116
Synopsys
SNPS
$73.5B
$76.5M 0.18%
897,057
+249,151
+38% +$21.6M
PGR icon
117
Progressive
PGR
$128B
$76.3M 0.18%
1,355,094
+294,132
+28% +$15.2M
F icon
118
Ford
F
$59.6B
$76.1M 0.18%
6,096,102
+237,006
+4% +$2.92M
ZION icon
119
Zions Bancorporation
ZION
$10.1B
$75.7M 0.18%
1,488,384
-74,602
-5% -$3.57M
LMT icon
120
Lockheed Martin
LMT
$134B
$75.7M 0.18%
235,632
+6,378
+3% +$2.01M
CERN
121
DELISTED
Cerner Corp
CERN
$75.6M 0.18%
1,121,984
+227,626
+25% +$15.7M
GM icon
122
General Motors
GM
$81.7B
$75.6M 0.18%
1,844,580
-131,270
-7% -$5.69M
SYY icon
123
Sysco
SYY
$40.7B
$75.6M 0.18%
1,244,649
-124,390
-9% -$7.05M
EA icon
124
Electronic Arts
EA
$52.4B
$75.5M 0.18%
718,629
+87,129
+14% +$9.68M
DD icon
125
DuPont de Nemours
DD
$19B
$74.9M 0.18%
415,505
+51,375
+14% +$9.25M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.