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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
101
Fiserv Inc
FISV
$28.9B
$72.4M 0.17%
1,122,930
-60,690
-5% -$3.77M
PX
102
DELISTED
Praxair Inc
PX
$72.4M 0.17%
517,786
-1,255
-0.2% -$167K
KLAC icon
103
KLA
KLAC
$250B
$72.2M 0.17%
6,812,470
+412,180
+6% +$3.94M
UNM icon
104
Unum
UNM
$14.1B
$71.8M 0.17%
1,404,515
-103,338
-7% -$5.04M
REGN icon
105
Regeneron Pharmaceuticals
REGN
$72.9B
$71.8M 0.17%
160,504
+297
+0.2% +$141K
EXC icon
106
Exelon
EXC
$48.4B
$71.5M 0.17%
2,660,954
-186,608
-7% -$4.99M
LMT icon
107
Lockheed Martin
LMT
$134B
$71.1M 0.17%
229,254
-32,571
-12% -$9.72M
AET
108
DELISTED
Aetna Inc
AET
$70.8M 0.17%
445,086
-47,292
-10% -$7.39M
FIS icon
109
Fidelity National Information Services
FIS
$23.2B
$70.2M 0.16%
751,924
-111,469
-13% -$10.1M
F icon
110
Ford
F
$59.6B
$70.1M 0.16%
5,859,096
-193,285
-3% -$2.18M
CTSH icon
111
Cognizant
CTSH
$23.8B
$70M 0.16%
965,333
-170,542
-15% -$12M
PNR icon
112
Pentair
PNR
$10.8B
$70M 0.16%
1,533,320
+127,802
+9% +$5.49M
KHC icon
113
Kraft Heinz
KHC
$32.4B
$70M 0.16%
902,404
+11,201
+1% +$937K
MKC icon
114
McCormick & Company Non-Voting
MKC
$13.9B
$69.6M 0.16%
1,357,100
+106,582
+9% +$5.14M
MCD icon
115
McDonald's
MCD
$194B
$69.6M 0.16%
444,064
-43,273
-9% -$6.78M
HD icon
116
Home Depot
HD
$344B
$69.5M 0.16%
424,932
-42,840
-9% -$6.57M
ELV icon
117
Elevance Health
ELV
$83.6B
$69.4M 0.16%
365,691
+2,161
+0.6% +$411K
SPGI icon
118
S&P Global
SPGI
$126B
$69M 0.16%
441,418
-5,222
-1% -$794K
KEY icon
119
KeyCorp
KEY
$24.3B
$68.5M 0.16%
3,637,641
+613,187
+20% +$11.1M
WDC icon
120
Western Digital
WDC
$160B
$68.4M 0.16%
1,047,406
-21,582
-2% -$1.43M
ULTA icon
121
Ulta Beauty
ULTA
$21.6B
$68.3M 0.16%
301,977
+5,999
+2% +$1.44M
DHI icon
122
D.R. Horton
DHI
$42.3B
$67.9M 0.16%
1,700,063
-33,121
-2% -$1.21M
AKAM icon
123
Akamai
AKAM
$16.2B
$67.4M 0.16%
1,383,939
+5,698
+0.4% +$273K
VRSN icon
124
VeriSign
VRSN
$25.4B
$67.3M 0.16%
632,456
-127,087
-17% -$12.8M
UNP icon
125
Union Pacific
UNP
$175B
$67.3M 0.16%
579,917
+78,341
+16% +$8.4M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.