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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
101
Adobe
ADBE
$105B
$64.4M 0.18%
625,139
+182,270
+41% +$19.3M
DUK icon
102
Duke Energy
DUK
$101B
$64.3M 0.18%
827,805
+129,060
+18% +$9.89M
SNI
103
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$64M 0.18%
896,449
+299,970
+50% +$20.3M
UNM icon
104
Unum
UNM
$13.2B
$63.9M 0.18%
1,455,295
+228,286
+19% +$9.13M
MPC icon
105
Marathon Petroleum
MPC
$90.1B
$63.9M 0.18%
1,269,178
+239,999
+23% +$10.9M
RSG icon
106
Republic Services
RSG
$67.4B
$63.6M 0.18%
1,115,181
+122,276
+12% +$6.56M
ADP icon
107
Automatic Data Processing
ADP
$109B
$63.6M 0.18%
618,919
+10,391
+2% +$970K
NEE icon
108
NextEra Energy
NEE
$185B
$63.6M 0.18%
2,129,684
+178,436
+9% +$5.33M
SWKS icon
109
Skyworks Solutions
SWKS
$9.21B
$63.5M 0.18%
850,020
-23,321
-3% -$1.8M
AGN
110
DELISTED
Allergan plc
AGN
$63.4M 0.18%
301,901
+100,409
+50% +$20.8M
ADI icon
111
Analog Devices
ADI
$172B
$63.4M 0.18%
872,678
+142,262
+19% +$9.67M
FSLR icon
112
First Solar
FSLR
$21.4B
$63.2M 0.18%
1,968,388
+485,849
+33% +$17.1M
MLM icon
113
Martin Marietta Materials
MLM
$34.2B
$63.1M 0.18%
284,996
-7,898
-3% -$1.62M
AKAM icon
114
Akamai
AKAM
$15.6B
$63.1M 0.18%
946,714
+79,023
+9% +$5.03M
BA icon
115
Boeing
BA
$169B
$63.1M 0.18%
405,108
-56,044
-12% -$8.18M
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$70.5B
$63M 0.18%
2,067,584
-125,968
-6% -$3.8M
F icon
117
Ford
F
$60.9B
$62.5M 0.18%
5,149,389
+932,829
+22% +$11.3M
SE
118
DELISTED
Spectra Energy Corp Wi
SE
$62.3M 0.18%
1,516,167
+437,415
+41% +$18.1M
ETR icon
119
Entergy
ETR
$50.3B
$61.5M 0.18%
1,673,272
+248,988
+17% +$8.93M
PBCT
120
DELISTED
People's United Financial Inc
PBCT
$61M 0.17%
3,151,205
+116,084
+4% +$2.05M
MDT icon
121
Medtronic
MDT
$112B
$60.5M 0.17%
848,660
+183,586
+28% +$14.4M
REGN icon
122
Regeneron Pharmaceuticals
REGN
$72.9B
$60.2M 0.17%
163,988
-40,848
-20% -$15.5M
FISV
123
Fiserv Inc
FISV
$29.7B
$60.2M 0.17%
1,132,728
+31,652
+3% +$1.63M
OXY icon
124
Occidental Petroleum
OXY
$55.7B
$60M 0.17%
842,400
+240,352
+40% +$17.1M
LUMN icon
125
Lumen
LUMN
$6.43B
$60M 0.17%
2,522,508
+499,495
+25% +$12.7M
3 4
5
6 7

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.