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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
101
Danaher
DHR
$138B
$58M 0.18%
834,788
+105,923
+15% +$7.51M
VMC icon
102
Vulcan Materials
VMC
$36.8B
$57.9M 0.18%
509,109
+21,841
+4% +$2.57M
TGT icon
103
Target
TGT
$66.3B
$57.9M 0.18%
842,944
+90,792
+12% +$6.51M
KR icon
104
Kroger
KR
$36.7B
$57.8M 0.18%
1,946,934
+147,029
+8% +$4.89M
VLO icon
105
Valero Energy
VLO
$89.5B
$57.7M 0.18%
1,088,650
-26,018
-2% -$1.39M
ACN icon
106
Accenture
ACN
$106B
$57.7M 0.18%
472,207
+9,338
+2% +$1.06M
GLW icon
107
Corning
GLW
$107B
$57.6M 0.18%
2,436,740
-67,445
-3% -$1.5M
PAYX icon
108
Paychex
PAYX
$43.4B
$57.5M 0.18%
993,448
-49,473
-5% -$2.97M
MDT icon
109
Medtronic
MDT
$112B
$57.5M 0.18%
665,074
+23,247
+4% +$2.03M
MU icon
110
Micron Technology
MU
$835B
$57.3M 0.18%
3,223,101
-564,576
-15% -$8.61M
AET
111
DELISTED
Aetna Inc
AET
$57M 0.18%
494,133
+29,349
+6% +$3.44M
GE icon
112
GE Aerospace
GE
$364B
$57M 0.18%
401,729
-29,755
-7% -$4.44M
ESRX
113
DELISTED
Express Scripts Holding Company
ESRX
$57M 0.18%
808,044
+45,225
+6% +$3.38M
AES icon
114
AES
AES
$10.6B
$56.9M 0.18%
4,426,276
-342,533
-7% -$4.27M
BF.B icon
115
Brown-Forman Class B
BF.B
$13.5B
$56.5M 0.18%
1,860,109
+50,450
+3% +$1.57M
ORCL icon
116
Oracle
ORCL
$339B
$56.4M 0.18%
1,436,447
-46,113
-3% -$1.88M
EXPE icon
117
Expedia Group
EXPE
$36.5B
$56.4M 0.18%
483,074
+30,932
+7% +$3.5M
IVE icon
118
iShares S&P 500 Value ETF
IVE
$49.1B
$56.4M 0.18%
593,701
-29,761
-5% -$2.83M
C icon
119
Citigroup
C
$213B
$56.3M 0.18%
1,192,316
-12,283
-1% -$559K
ZION icon
120
Zions Bancorporation
ZION
$10.1B
$56M 0.17%
1,805,306
-274,427
-13% -$7.8M
DUK icon
121
Duke Energy
DUK
$101B
$55.9M 0.17%
698,745
-76,253
-10% -$6.32M
PRU icon
122
Prudential Financial
PRU
$42.6B
$55.7M 0.17%
682,134
+8,429
+1% +$647K
WDC icon
123
Western Digital
WDC
$159B
$55.6M 0.17%
1,258,397
+31,486
+3% +$1.19M
LUMN icon
124
Lumen
LUMN
$6.43B
$55.5M 0.17%
2,023,013
+29,923
+2% +$874K
AEE icon
125
Ameren
AEE
$30.4B
$55.4M 0.17%
1,126,465
-34,990
-3% -$1.79M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.