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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
101
PPL Corp
PPL
$26.6B
$58.3M 0.18%
1,530,915
-269,704
-15% -$9.59M
EL icon
102
Estee Lauder
EL
$30.5B
$58.1M 0.18%
615,582
+13,531
+2% +$1.21M
NFLX icon
103
Netflix
NFLX
$298B
$58M 0.18%
5,671,020
-908,370
-14% -$8.92M
HSY icon
104
Hershey
HSY
$35.3B
$57.6M 0.18%
625,000
-180,568
-22% -$16.1M
ACN icon
105
Accenture
ACN
$101B
$57.4M 0.18%
497,113
-82,851
-14% -$8.51M
EXC icon
106
Exelon
EXC
$47B
$57.3M 0.18%
2,240,487
-233,971
-9% -$5.24M
ORCL icon
107
Oracle
ORCL
$371B
$57.2M 0.18%
1,397,567
-274,565
-16% -$10.2M
AET
108
DELISTED
Aetna Inc
AET
$57.1M 0.18%
508,529
-119,346
-19% -$12.8M
TSS
109
DELISTED
Total System Services, Inc.
TSS
$57M 0.18%
1,197,337
-85,185
-7% -$3.73M
ETR icon
110
Entergy
ETR
$50.5B
$56.9M 0.18%
1,436,582
-89,080
-6% -$3.23M
MKC icon
111
McCormick & Company Non-Voting
MKC
$13.7B
$56.9M 0.18%
1,144,338
+83,912
+8% +$3.77M
HPQ icon
112
HP
HPQ
$24.9B
$56.8M 0.18%
4,607,118
-388,817
-8% -$4.16M
IVE icon
113
iShares S&P 500 Value ETF
IVE
$49B
$56.4M 0.18%
627,186
-24,205
-4% -$2.07M
AMAT icon
114
Applied Materials
AMAT
$413B
$56.2M 0.18%
2,655,724
-578,955
-18% -$10.6M
BDX icon
115
Becton Dickinson
BDX
$45.5B
$56.1M 0.18%
378,522
-31,578
-8% -$4.48M
COR icon
116
Cencora
COR
$60.6B
$56M 0.18%
646,921
-108,048
-14% -$9.63M
PSA icon
117
Public Storage
PSA
$60.5B
$55.8M 0.18%
202,431
-21,526
-10% -$5.43M
ESRX
118
DELISTED
Express Scripts Holding Company
ESRX
$55.5M 0.18%
808,674
+22,391
+3% +$1.61M
DHR icon
119
Danaher
DHR
$138B
$55.4M 0.17%
868,613
-64,170
-7% -$3.83M
LH icon
120
Labcorp
LH
$25.5B
$55.1M 0.17%
547,650
-84,499
-13% -$8.1M
AEP icon
121
American Electric Power
AEP
$69.9B
$55M 0.17%
827,871
+14,562
+2% +$901K
C icon
122
Citigroup
C
$223B
$54.7M 0.17%
1,309,524
-107,555
-8% -$4.49M
CI icon
123
Cigna
CI
$74.6B
$54.3M 0.17%
395,660
-78,069
-16% -$10.7M
DUK icon
124
Duke Energy
DUK
$97.6B
$54.2M 0.17%
672,247
-82,523
-11% -$6.24M
RHT
125
DELISTED
Red Hat Inc
RHT
$54.2M 0.17%
727,457
-124,506
-15% -$8.78M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.