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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
101
Entergy
ETR
$50.3B
$70.4M 0.18%
1,609,838
-687,056
-30% -$28.5M
GPN icon
102
Global Payments
GPN
$24.1B
$70.2M 0.18%
1,737,950
+621,332
+56% +$24.9M
DIS icon
103
Walt Disney
DIS
$171B
$69.9M 0.18%
742,082
+205,758
+38% +$18.6M
FSLR icon
104
First Solar
FSLR
$21.4B
$69.7M 0.18%
1,563,966
+160,545
+11% +$8.18M
DAL icon
105
Delta Air Lines
DAL
$56.7B
$69.5M 0.17%
1,413,756
-188,580
-12% -$7.94M
MCD icon
106
McDonald's
MCD
$193B
$69.5M 0.17%
741,434
+139,030
+23% +$13M
MMM icon
107
3M
MMM
$91.8B
$69.5M 0.17%
505,570
+32,181
+7% +$4.13M
ADM icon
108
Archer Daniels Midland
ADM
$38.7B
$69.3M 0.17%
1,333,369
+27,710
+2% +$1.38M
AGN
109
DELISTED
Allergan plc
AGN
$68.8M 0.17%
267,311
-23,601
-8% -$5.9M
RTX icon
110
RTX Corp
RTX
$290B
$67.6M 0.17%
933,828
-9,919
-1% -$676K
MDLZ icon
111
Mondelez International
MDLZ
$82.9B
$67.5M 0.17%
1,859,332
+205,682
+12% +$7.49M
FTI icon
112
TechnipFMC
FTI
$28.6B
$67.5M 0.17%
1,937,424
+562,903
+41% +$21.3M
TFC icon
113
Truist Financial
TFC
$63.9B
$67.5M 0.17%
1,736,043
+509,096
+41% +$19.2M
BAC icon
114
Bank of America
BAC
$429B
$66.9M 0.17%
3,740,382
-79,650
-2% -$1.36M
ORCL icon
115
Oracle
ORCL
$339B
$66.8M 0.17%
1,486,308
+191,923
+15% +$7.81M
AGN
116
DELISTED
Allergan Inc
AGN
$66.4M 0.17%
312,495
-50,508
-14% -$10M
RHT
117
DELISTED
Red Hat Inc
RHT
$66.3M 0.17%
959,205
-4,863
-0.5% -$294K
DUK icon
118
Duke Energy
DUK
$101B
$66.2M 0.17%
791,941
+155,852
+25% +$12.6M
FL
119
DELISTED
Foot Locker
FL
$66.1M 0.17%
1,175,706
+49,487
+4% +$2.75M
NEE icon
120
NextEra Energy
NEE
$185B
$66M 0.17%
2,484,880
+144,944
+6% +$3.66M
WELL icon
121
Welltower
WELL
$174B
$66M 0.17%
872,234
+247,321
+40% +$17.7M
LMT icon
122
Lockheed Martin
LMT
$131B
$65.9M 0.17%
342,215
-133,329
-28% -$24.7M
F icon
123
Ford
F
$60.9B
$65.7M 0.16%
4,237,796
+637,140
+18% +$9.39M
GMCR
124
DELISTED
KEURIG GREEN MTN INC
GMCR
$65.6M 0.16%
495,639
-230,102
-32% -$32.7M
FFIV icon
125
F5
FFIV
$22B
$65.4M 0.16%
501,371
+212,770
+74% +$26.5M
3 4
5
6 7

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.