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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
101
Oceaneering
OII
$4.74B
$67.5M 0.16%
1,035,409
+821,510
+384% +$56.8M
HP icon
102
Helmerich & Payne
HP
$3.37B
$67.3M 0.16%
687,794
+45,390
+7% +$4.82M
FLIR
103
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$67.2M 0.16%
2,143,521
+149,121
+7% +$5.01M
STX icon
104
Seagate
STX
$193B
$67.2M 0.16%
1,172,728
+76,963
+7% +$4.56M
ADM icon
105
Archer Daniels Midland
ADM
$38.9B
$66.7M 0.16%
1,305,659
+3,409
+0.3% +$167K
NFLX icon
106
Netflix
NFLX
$305B
$66.5M 0.16%
10,314,990
+733,460
+8% +$4.76M
COF icon
107
Capital One
COF
$129B
$66.4M 0.16%
813,545
+100,790
+14% +$8.24M
CHRD icon
108
Chord Energy
CHRD
$7.78B
$66.3M 0.16%
1,585,969
+106,469
+7% +$5.3M
SWY
109
DELISTED
SAFEWAY INC
SWY
$65.6M 0.16%
1,911,263
+71,938
+4% +$2.49M
WDC icon
110
Western Digital
WDC
$184B
$65.6M 0.16%
891,197
+74,820
+9% +$5.62M
PTEN icon
111
Patterson-UTI
PTEN
$3.74B
$65.4M 0.16%
2,010,735
-107,626
-5% -$3.66M
TROW icon
112
T. Rowe Price
TROW
$25.6B
$65.3M 0.16%
833,190
+342,922
+70% +$27.5M
BAC icon
113
Bank of America
BAC
$433B
$65.1M 0.16%
3,820,032
+14,799
+0.4% +$236K
CHK
114
DELISTED
Chesapeake Energy Corporation
CHK
$64.9M 0.16%
14,121
+3,607
+34% +$19M
AGN
115
DELISTED
Allergan Inc
AGN
$64.7M 0.16%
363,003
-25,462
-7% -$4.23M
TRN icon
116
Trinity Industries
TRN
$2.73B
$64.4M 0.15%
1,915,869
+799,235
+72% +$26.5M
SON icon
117
Sonoco
SON
$5.62B
$64.4M 0.15%
1,640,015
+76,423
+5% +$3.12M
C icon
118
Citigroup
C
$222B
$64.4M 0.15%
1,242,319
-66,234
-5% -$3.33M
CAM
119
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$63.9M 0.15%
962,995
-51,343
-5% -$3.64M
STZ icon
120
Constellation Brands
STZ
$22.3B
$63.9M 0.15%
732,870
+65,674
+10% +$5.71M
UGI icon
121
UGI
UGI
$7.76B
$63.4M 0.15%
1,859,579
+90,432
+5% +$3.08M
AET
122
DELISTED
Aetna Inc
AET
$63.4M 0.15%
782,457
+58,136
+8% +$4.73M
ZTS icon
123
Zoetis
ZTS
$31.9B
$62.8M 0.15%
1,700,581
-85,278
-5% -$2.92M
RTX icon
124
RTX Corp
RTX
$289B
$62.7M 0.15%
943,747
+99
+0% +$6.79K
FL
125
DELISTED
Foot Locker
FL
$62.7M 0.15%
1,126,219
+207,190
+23% +$10.9M
3 4
5
6 7

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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.