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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXWL
101
DELISTED
Maxwell Technologies Inc
MXWL
$60.3M 0.17%
4,665,529
-180,118
-4% -$1.84M
TJX icon
102
TJX Companies
TJX
$174B
$60M 0.17%
1,978,432
-344,460
-15% -$10.4M
WDC icon
103
Western Digital
WDC
$188B
$59.7M 0.17%
859,617
+152,201
+22% +$9.94M
MCD icon
104
McDonald's
MCD
$192B
$59.6M 0.17%
607,722
+49,568
+9% +$4.74M
PM icon
105
Philip Morris
PM
$297B
$59.4M 0.17%
725,843
-64,402
-8% -$5.2M
POM
106
DELISTED
PEPCO HOLDINGS, INC.
POM
$58.9M 0.17%
2,875,175
-54,435
-2% -$1.07M
ESRX
107
DELISTED
Express Scripts Holding Company
ESRX
$58.9M 0.17%
784,019
+2,638
+0.3% +$198K
MAR icon
108
Marriott International
MAR
$98.3B
$58.8M 0.17%
1,049,463
+590,025
+128% +$30.5M
PEP icon
109
PepsiCo
PEP
$190B
$58.7M 0.17%
703,311
-30,080
-4% -$2.44M
FCX icon
110
Freeport-McMoran
FCX
$90B
$57.8M 0.16%
1,748,811
+439,636
+34% +$14.6M
IXYS
111
DELISTED
IXYS Corp
IXYS
$57.8M 0.16%
5,095,041
-356,466
-7% -$4.36M
GIS icon
112
General Mills
GIS
$19.1B
$57.7M 0.16%
1,113,555
-118,076
-10% -$5.85M
C icon
113
Citigroup
C
$222B
$57.7M 0.16%
1,212,206
+189,757
+19% +$9.45M
SLB icon
114
SLB Ltd
SLB
$73.6B
$56.6M 0.16%
581,036
-345,238
-37% -$31.2M
URS
115
DELISTED
URS CORP
URS
$56.4M 0.16%
1,198,183
-534,693
-31% -$25.9M
LEN icon
116
Lennar Class A
LEN
$19.8B
$56.4M 0.16%
1,494,769
+958,687
+179% +$36.6M
CAL icon
117
Caleres
CAL
$431M
$56.1M 0.16%
2,112,262
-93,446
-4% -$2.35M
FDX icon
118
FedEx
FDX
$72.7B
$56M 0.16%
422,104
+736
+0.2% +$100K
BAC icon
119
Bank of America
BAC
$435B
$55.9M 0.16%
3,250,658
-79,916
-2% -$1.34M
CAH icon
120
Cardinal Health
CAH
$53.9B
$55.7M 0.16%
795,652
+5,502
+0.7% +$383K
KR icon
121
Kroger
KR
$35.4B
$55.5M 0.16%
2,543,552
-811,836
-24% -$16.2M
SIVB
122
DELISTED
SVB Financial Group
SIVB
$55.5M 0.16%
430,994
+15,950
+4% +$1.86M
EXC icon
123
Exelon
EXC
$47.2B
$55.3M 0.16%
2,312,237
-125,932
-5% -$2.65M
ELV icon
124
Elevance Health
ELV
$81.5B
$55.3M 0.16%
555,066
+44,435
+9% +$4.02M
KMB icon
125
Kimberly-Clark
KMB
$36.3B
$55M 0.16%
519,930
-47,993
-8% -$4.97M
3 4
5
6 7

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.