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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
101
Vertex Pharmaceuticals
VRTX
$122B
$56.3M 0.17%
758,352
+67,328
+10% +$4.69M
SNDK
102
DELISTED
SANDISK CORP
SNDK
$56.2M 0.17%
796,450
+343,848
+76% +$23.2M
POM
103
DELISTED
PEPCO HOLDINGS, INC.
POM
$56M 0.17%
2,929,610
+423,170
+17% +$8.03M
NOV icon
104
NOV
NOV
$6.93B
$56M 0.17%
780,291
+342,632
+78% +$24.9M
UNH icon
105
UnitedHealth
UNH
$383B
$55.9M 0.17%
742,688
+128,677
+21% +$9.24M
LYB icon
106
LyondellBasell Industries
LYB
$19.5B
$55.8M 0.17%
694,643
+425,064
+158% +$32.6M
YHOO
107
DELISTED
Yahoo Inc
YHOO
$55.7M 0.17%
1,377,398
-55,439
-4% -$1.99M
ESRX
108
DELISTED
Express Scripts Holding Company
ESRX
$54.9M 0.17%
781,381
+54,224
+7% +$3.54M
ADSK icon
109
Autodesk
ADSK
$49.6B
$54.4M 0.17%
1,080,367
+615,720
+133% +$27M
DOV icon
110
Dover
DOV
$27.5B
$54.4M 0.17%
840,039
+484,738
+136% +$29.7M
FSLR icon
111
First Solar
FSLR
$22.1B
$54.2M 0.16%
990,776
+281,739
+40% +$15.4M
MCD icon
112
McDonald's
MCD
$191B
$54.2M 0.16%
558,154
-17,842
-3% -$1.71M
LLY icon
113
Eli Lilly
LLY
$1.03T
$53.9M 0.16%
1,056,236
+1,832
+0.2% +$91.7K
FDO
114
DELISTED
FAMILY DOLLAR STORES
FDO
$53.8M 0.16%
828,113
+491,330
+146% +$33.6M
BSJG
115
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$53.4M 0.16%
1,978,094
+856,915
+76% +$23.1M
COF icon
116
Capital One
COF
$129B
$53.4M 0.16%
697,260
+413,936
+146% +$29.5M
ALXN
117
DELISTED
Alexion Pharmaceuticals
ALXN
$53.4M 0.16%
400,954
-110,662
-22% -$13.3M
C icon
118
Citigroup
C
$222B
$53.3M 0.16%
1,022,449
+143,363
+16% +$7.26M
MON
119
DELISTED
Monsanto Co
MON
$52.9M 0.16%
453,557
+261,765
+136% +$28.6M
WPX
120
DELISTED
WPX Energy, Inc.
WPX
$52.8M 0.16%
2,592,912
+1,103,782
+74% +$22M
CAH icon
121
Cardinal Health
CAH
$53.2B
$52.8M 0.16%
790,150
+5,892
+0.8% +$360K
HAL icon
122
Halliburton
HAL
$26.4B
$52.8M 0.16%
1,040,028
+318,909
+44% +$16.5M
SJM icon
123
J.M. Smucker
SJM
$13.1B
$52.7M 0.16%
508,655
+63,485
+14% +$6.73M
AIG icon
124
American International
AIG
$41.8B
$52.7M 0.16%
1,031,425
+128,970
+14% +$6.43M
SBUX icon
125
Starbucks
SBUX
$121B
$52.4M 0.16%
1,335,940
+401,650
+43% +$15.9M
3 4
5
6 7

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.