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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBF icon
1201
Invesco Bond Fund
VBF
$169M
$1.5M 0.01%
73,996
+613
+0.8% +$12.8K
STIP icon
1202
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.5M 0.01%
14,200
-254
-2% -$26.9K
TPR icon
1203
Tapestry
TPR
$32.8B
$1.5M 0.01%
40,500
+15,798
+64% +$650K
TPH
1204
DELISTED
Tri Pointe Homes
TPH
$1.5M 0.01%
71,113
-44,438
-38% -$1M
EAD
1205
Allspring Income Opportunities Fund
EAD
$379M
$1.49M 0.01%
169,820
+43,489
+34% +$388K
HLF icon
1206
Herbalife
HLF
$1.29B
$1.49M 0.01%
35,179
-11,700
-25% -$579K
ZEN
1207
DELISTED
ZENDESK INC
ZEN
$1.49M 0.01%
12,796
+1,274
+11% +$165K
PNR icon
1208
Pentair
PNR
$11B
$1.49M 0.01%
20,504
-15,918
-44% -$1.19M
OSIS icon
1209
OSI Systems
OSIS
$3.89B
$1.49M 0.01%
15,690
-44
-0.3% -$4.29K
IAG icon
1210
IAMGOLD
IAG
$10.5B
$1.48M 0.01%
656,807
+65,272
+11% +$163K
SAND
1211
DELISTED
Sandstorm Gold
SAND
$1.47M 0.01%
254,979
+20,157
+9% +$139K
SAFM
1212
DELISTED
Sanderson Farms Inc
SAFM
$1.47M 0.01%
7,784
+2,387
+44% +$450K
EVTC icon
1213
Evertec
EVTC
$1.78B
$1.46M 0.01%
31,930
+26,735
+515% +$1.21M
PRDO icon
1214
Perdoceo Education
PRDO
$2.12B
$1.46M 0.01%
138,151
+113,439
+459% +$1.28M
NXR
1215
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.46M 0.01%
84,695
-1,575
-2% -$28.2K
QLYS icon
1216
Qualys
QLYS
$6.35B
$1.46M 0.01%
13,094
-1,811
-12% -$198K
MAT icon
1217
Mattel
MAT
$4.23B
$1.46M 0.01%
78,433
+8,239
+12% +$171K
JACK icon
1218
Jack in the Box
JACK
$335M
$1.45M 0.01%
14,937
+6,872
+85% +$717K
SA
1219
Seabridge Gold
SA
$3.35B
$1.45M 0.01%
93,983
-6,384
-6% -$111K
MGEE icon
1220
MGE Energy Inc
MGEE
$3.08B
$1.45M 0.01%
19,679
+962
+5% +$75.3K
ZROZ icon
1221
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
$1.44M 0.01%
9,908
-2,380
-19% -$359K
LYV icon
1222
Live Nation Entertainment
LYV
$42.1B
$1.44M 0.01%
15,801
-1,653
-9% -$139K
FBC
1223
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.44M 0.01%
28,359
-180
-0.6% -$8.5K
APLS
1224
DELISTED
Apellis Pharmaceuticals
APLS
$1.44M 0.01%
+43,644
New +$2.45M
CELH icon
1225
Celsius Holdings
CELH
$7.03B
$1.44M 0.01%
47,895
+15,105
+46% +$388K
47 48
49
50 51

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.