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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGD
1201
DELISTED
New Gold Inc
NGD
$1.45M 0.01%
940,953
+31,363
+3% +$56.7K
IPGP icon
1202
IPG Photonics
IPGP
$3.84B
$1.45M 0.01%
6,867
+266
+4% +$60.4K
STWD icon
1203
Starwood Property Trust
STWD
$6.09B
$1.44M 0.01%
58,379
+10,646
+22% +$231K
BRO icon
1204
Brown & Brown
BRO
$23.9B
$1.44M 0.01%
31,448
+3,471
+12% +$159K
MAC icon
1205
Macerich
MAC
$6.92B
$1.44M 0.01%
122,670
+49,712
+68% +$665K
ENIA
1206
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.43M 0.01%
169,098
+36,561
+28% +$291K
SEE
1207
DELISTED
Sealed Air
SEE
$1.43M 0.01%
31,206
-2,131
-6% -$95.3K
THC icon
1208
Tenet Healthcare
THC
$21.1B
$1.43M 0.01%
27,474
+11,347
+70% +$574K
TNL icon
1209
Travel + Leisure Co
TNL
$4.7B
$1.42M 0.01%
23,284
-1,087
-4% -$59K
CBB
1210
DELISTED
Cincinnati Bell Inc.
CBB
$1.42M 0.01%
92,746
-14,727
-14% -$225K
SFNC icon
1211
Simmons First National
SFNC
$3.39B
$1.42M 0.01%
47,943
+8,316
+21% +$234K
PNF
1212
DELISTED
PIMCO New York Municipal Income Fund
PNF
$1.42M 0.01%
118,413
+3,922
+3% +$47K
VEEV icon
1213
Veeva Systems
VEEV
$37.4B
$1.42M 0.01%
5,421
+964
+22% +$269K
BKT icon
1214
BlackRock Income Trust
BKT
$341M
$1.41M 0.01%
77,116
-5,397
-7% -$98.7K
DPG
1215
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.41M 0.01%
106,015
-17,915
-14% -$235K
TPZ
1216
Tortoise Electrification Infrastructure ETF
TPZ
$124M
$1.41M 0.01%
116,368
-19,929
-15% -$234K
RYAAY icon
1217
Ryanair
RYAAY
$31.3B
$1.41M 0.01%
30,553
+2,203
+8% +$94.9K
CADE
1218
DELISTED
Cadence Bank
CADE
$1.4M 0.01%
43,197
+17,677
+69% +$545K
BCE icon
1219
BCE
BCE
$21.2B
$1.4M 0.01%
30,904
-2,116
-6% -$93.3K
SPOT icon
1220
Spotify
SPOT
$100B
$1.4M 0.01%
5,207
+2,379
+84% +$742K
IBND icon
1221
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$1.39M 0.01%
38,805
+10,239
+36% +$379K
ZROZ icon
1222
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$1.39M 0.01%
10,531
+3,015
+40% +$436K
VSH icon
1223
Vishay Intertechnology
VSH
$5.43B
$1.39M 0.01%
57,582
-2,130
-4% -$49.9K
VYX icon
1224
NCR Voyix
VYX
$1.14B
$1.38M 0.01%
59,334
+16,361
+38% +$360K
BC icon
1225
Brunswick
BC
$5.28B
$1.38M 0.01%
14,432
+349
+2% +$32K
47 48
49
50 51

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.