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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
1201
Jefferies Financial Group
JEF
$13.1B
$1.28M 0.01%
54,283
+42,932
+378% +$901K
MHK icon
1202
Mohawk Industries
MHK
$9.22B
$1.28M 0.01%
9,053
-5,303
-37% -$639K
DVN icon
1203
Devon Energy
DVN
$47.3B
$1.27M 0.01%
80,636
-33,147
-29% -$411K
ICSH icon
1204
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$1.27M 0.01%
25,241
-312
-1% -$15.8K
JWN
1205
DELISTED
Nordstrom
JWN
$1.27M 0.01%
40,850
-1,917
-4% -$40K
HOG icon
1206
Harley-Davidson
HOG
$2.71B
$1.27M 0.01%
34,695
-14,400
-29% -$494K
GEF icon
1207
Greif
GEF
$5.04B
$1.27M 0.01%
27,117
+13,755
+103% +$623K
UPBD icon
1208
Upbound Group
UPBD
$1.16B
$1.27M 0.01%
33,114
+7,672
+30% +$261K
PNR icon
1209
Pentair
PNR
$11B
$1.27M 0.01%
23,872
+511
+2% +$26.2K
ITUB icon
1210
Itaú Unibanco
ITUB
$87.5B
$1.26M 0.01%
283,612
+11,535
+4% +$43.1K
HWC icon
1211
Hancock Whitney
HWC
$6.24B
$1.25M 0.01%
36,877
+16,145
+78% +$435K
MPLX icon
1212
MPLX
MPLX
$59.7B
$1.25M 0.01%
57,911
-7,767
-12% -$153K
FDS icon
1213
Factset
FDS
$10.2B
$1.25M 0.01%
3,769
-4,458
-54% -$1.47M
JOE icon
1214
St. Joe Company
JOE
$3.83B
$1.25M 0.01%
+29,388
New +$936K
RYAAY icon
1215
Ryanair
RYAAY
$31.3B
$1.25M 0.01%
28,350
+7,635
+37% +$300K
FIF
1216
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.24M 0.01%
118,721
-59,388
-33% -$602K
BYND icon
1217
Beyond Meat
BYND
$277M
$1.24M 0.01%
9,946
-580
-6% -$87.5K
SPXX icon
1218
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$1.24M 0.01%
81,493
-781
-0.9% -$11.1K
VSH icon
1219
Vishay Intertechnology
VSH
$5.43B
$1.24M 0.01%
59,712
-483
-0.8% -$8.9K
CLGX
1220
DELISTED
Corelogic, Inc.
CLGX
$1.23M 0.01%
+15,955
New +$1.19M
EAD
1221
Allspring Income Opportunities Fund
EAD
$379M
$1.23M 0.01%
151,033
-11,636
-7% -$89.5K
BBF
1222
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.23M 0.01%
92,155
-12,684
-12% -$166K
ZROZ icon
1223
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$1.23M 0.01%
7,516
+2,650
+54% +$436K
FEI
1224
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.23M 0.01%
211,218
-43,840
-17% -$245K
FSK icon
1225
FS KKR Capital
FSK
$3.44B
$1.23M 0.01%
73,984
-15,948
-18% -$265K
47 48
49
50 51

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.