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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCK icon
1201
Crown Holdings
CCK
$13.3B
$1.38M 0.01%
19,021
-1,180
-6% -$84.2K
TECD
1202
DELISTED
Tech Data Corp
TECD
$1.38M 0.01%
9,616
+2,958
+44% +$380K
WH icon
1203
Wyndham Hotels & Resorts
WH
$5.65B
$1.38M 0.01%
21,946
+10,328
+89% +$574K
NHI icon
1204
National Health Investors
NHI
$3.64B
$1.36M 0.01%
16,725
+2,031
+14% +$166K
CORR
1205
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.36M 0.01%
30,495
+2,672
+10% +$121K
HA
1206
DELISTED
Hawaiian Holdings, Inc.
HA
$1.36M 0.01%
46,383
+5,350
+13% +$156K
HYB
1207
DELISTED
New America High Income Fund, Inc.
HYB
$1.36M 0.01%
148,685
+13,542
+10% +$122K
XRAY icon
1208
Dentsply Sirona
XRAY
$2.76B
$1.36M 0.01%
23,972
-1,165
-5% -$65K
HTY
1209
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.36M 0.01%
191,779
-10,857
-5% -$75K
MGM icon
1210
MGM Resorts International
MGM
$11.4B
$1.35M 0.01%
40,735
-14,872
-27% -$453K
ENR icon
1211
Energizer
ENR
$1.54B
$1.35M 0.01%
26,927
-5,148
-16% -$237K
MTCH icon
1212
Match Group
MTCH
$8.9B
$1.35M 0.01%
16,478
-4,571
-22% -$332K
BYND icon
1213
Beyond Meat
BYND
$314M
$1.35M 0.01%
17,856
+2,328
+15% +$216K
ENTG icon
1214
Entegris
ENTG
$22.2B
$1.34M 0.01%
26,682
+530
+2% +$25.6K
CM icon
1215
Canadian Imperial Bank of Commerce
CM
$108B
$1.34M 0.01%
32,114
-27,654
-46% -$1.17M
CNO icon
1216
CNO Financial Group
CNO
$5.16B
$1.33M 0.01%
73,652
+16,967
+30% +$289K
EHI
1217
Western Asset Global High Income Fund
EHI
$177M
$1.33M 0.01%
133,149
+16,648
+14% +$163K
BKCC
1218
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.33M 0.01%
267,688
-4,317
-2% -$21.2K
WLY icon
1219
John Wiley & Sons Class A
WLY
$2.76B
$1.33M 0.01%
27,378
-33,928
-55% -$1.58M
NEO icon
1220
NeoGenomics
NEO
$2.02B
$1.33M 0.01%
45,351
-7,323
-14% -$174K
IT icon
1221
Gartner
IT
$12.5B
$1.33M 0.01%
8,602
-7,549
-47% -$1.15M
PH icon
1222
Parker-Hannifin
PH
$126B
$1.33M 0.01%
6,444
-8,148
-56% -$1.58M
VGSH icon
1223
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.32M 0.01%
21,765
+6,478
+42% +$394K
SBNY
1224
DELISTED
Signature Bank
SBNY
$1.32M 0.01%
9,654
+51
+0.5% +$6.38K
ABMD
1225
DELISTED
Abiomed Inc
ABMD
$1.32M 0.01%
7,718
-14,098
-65% -$2.61M
47 48
49
50 51

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.