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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
1201
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.31M 0.01%
78,336
+11,791
+18% +$195K
AAP icon
1202
Advance Auto Parts
AAP
$3.49B
$1.31M 0.01%
7,921
-14,868
-65% -$2.23M
HL icon
1203
Hecla Mining
HL
$10.7B
$1.31M 0.01%
742,033
-227,227
-23% -$409K
BKT icon
1204
BlackRock Income Trust
BKT
$339M
$1.3M 0.01%
71,252
+10,976
+18% +$199K
NOK icon
1205
Nokia
NOK
$52.6B
$1.3M 0.01%
256,707
+12,314
+5% +$63.5K
CNK icon
1206
Cinemark Holdings
CNK
$4.4B
$1.3M 0.01%
33,582
-20,237
-38% -$773K
ISD
1207
PGIM High Yield Bond Fund
ISD
$418M
$1.3M 0.01%
86,805
+40,140
+86% +$587K
URBN icon
1208
Urban Outfitters
URBN
$6.65B
$1.3M 0.01%
46,114
-6,352
-12% -$148K
MOS icon
1209
The Mosaic Company
MOS
$7.46B
$1.29M 0.01%
63,126
-723
-1% -$15.7K
IART icon
1210
Integra LifeSciences
IART
$1.33B
$1.29M 0.01%
21,411
-3,453
-14% -$206K
MPWR icon
1211
Monolithic Power Systems
MPWR
$66.8B
$1.28M 0.01%
8,240
+3,742
+83% +$560K
BHP icon
1212
BHP
BHP
$223B
$1.28M 0.01%
28,999
+4,442
+18% +$207K
MANH icon
1213
Manhattan Associates
MANH
$11.1B
$1.28M 0.01%
15,819
-702
-4% -$56.3K
CCMP
1214
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1.27M 0.01%
9,025
+1,766
+24% +$218K
HAIN icon
1215
Hain Celestial
HAIN
$53.5M
$1.27M 0.01%
59,278
-4,101
-6% -$85.9K
OPI
1216
DELISTED
Office Properties Income Trust
OPI
$1.27M 0.01%
41,411
-18,054
-30% -$504K
SEE
1217
DELISTED
Sealed Air
SEE
$1.27M 0.01%
30,525
-876
-3% -$37.1K
TDY icon
1218
Teledyne Technologies
TDY
$31.9B
$1.26M 0.01%
3,917
+1,067
+37% +$319K
OR icon
1219
OR Royalties Inc
OR
$6.03B
$1.25M 0.01%
134,740
-59,135
-31% -$694K
XEC
1220
DELISTED
CIMAREX ENERGY CO
XEC
$1.25M 0.01%
26,151
+277
+1% +$13.1K
CIM
1221
Chimera Investment
CIM
$992M
$1.25M 0.01%
21,323
-5,997
-22% -$349K
NYT icon
1222
New York Times
NYT
$10.5B
$1.25M 0.01%
43,844
-11,636
-21% -$367K
DSU icon
1223
BlackRock Debt Strategies Fund
DSU
$595M
$1.25M 0.01%
116,133
+21,371
+23% +$231K
NEWT icon
1224
NewtekOne
NEWT
$432M
$1.25M 0.01%
55,285
+3,947
+8% +$87.5K
LBAI
1225
DELISTED
Lakeland Bancorp Inc
LBAI
$1.24M 0.01%
80,513
-68,909
-46% -$1.07M
47 48
49
50 51

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CII
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AAMU
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.