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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN icon
1201
Clearway Energy Class C
CWEN
$5.12B
$1.45M 0.01%
83,903
-261
-0.3% -$4.87K
PVG
1202
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.45M 0.01%
171,185
-5,259
-3% -$41.1K
AIF
1203
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.45M 0.01%
105,047
-3,567
-3% -$52.7K
ICUI icon
1204
ICU Medical
ICUI
$4.16B
$1.44M 0.01%
6,287
-1,432
-19% -$353K
TRIP icon
1205
TripAdvisor
TRIP
$1.21B
$1.44M 0.01%
26,748
-14,916
-36% -$826K
ITUB icon
1206
Itaú Unibanco
ITUB
$90.2B
$1.44M 0.01%
216,652
-181,447
-46% -$1.17M
VMO icon
1207
Invesco Municipal Opportunity Trust
VMO
$660M
$1.44M 0.01%
128,563
-7,535
-6% -$83.8K
DFS
1208
DELISTED
Discover Financial Services
DFS
$1.44M 0.01%
24,355
-1,028
-4% -$71K
EDI
1209
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$1.43M 0.01%
131,302
-62,694
-32% -$722K
CLVS
1210
DELISTED
Clovis Oncology, Inc.
CLVS
$1.43M 0.01%
79,620
+3,389
+4% +$69.2K
CRI icon
1211
Carter's
CRI
$1.48B
$1.43M 0.01%
17,496
-8,697
-33% -$790K
USWS
1212
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.43M 0.01%
+11,699
New +$2.17M
TPVG icon
1213
TriplePoint Venture Growth BDC
TPVG
$212M
$1.42M 0.01%
130,741
-10,570
-7% -$130K
SMP icon
1214
Standard Motor Products
SMP
$879M
$1.42M 0.01%
29,320
-4,679
-14% -$233K
SBSW icon
1215
Sibanye-Stillwater
SBSW
$7B
$1.41M 0.01%
499,361
+40,068
+9% +$109K
SAFT icon
1216
Safety Insurance
SAFT
$1.52B
$1.41M 0.01%
17,226
-8,470
-33% -$722K
MGM icon
1217
MGM Resorts International
MGM
$11.4B
$1.41M 0.01%
58,020
+4,255
+8% +$111K
AVNS
1218
DELISTED
Avanos Medical
AVNS
$1.4M 0.01%
+31,152
New +$1.63M
AOS icon
1219
A.O. Smith
AOS
$8.56B
$1.39M 0.01%
32,608
-67,088
-67% -$3.09M
CEV
1220
Eaton Vance California Municipal Income Trust
CEV
$72.2M
$1.39M 0.01%
125,432
-17,125
-12% -$188K
ROL icon
1221
Rollins
ROL
$17.7B
$1.39M 0.01%
57,692
-66,668
-54% -$1.72M
CPE
1222
DELISTED
Callon Petroleum Company
CPE
$1.39M 0.01%
21,408
+14,827
+225% +$1.43M
EVY
1223
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.39M 0.01%
120,624
-17,019
-12% -$194K
RQI icon
1224
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$1.39M 0.01%
133,720
+32,797
+32% +$374K
SMC
1225
Summit Midstream
SMC
$424M
$1.38M 0.01%
9,153
+1,255
+16% +$262K
47 48
49
50 51

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.