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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBT icon
1201
Cabot Corp
CBT
$4.54B
$3.96M 0.01%
70,928
+17,732
+33% +$947K
CSQ icon
1202
Calamos Strategic Total Return Fund
CSQ
$3.23B
$3.95M 0.01%
325,562
+53,159
+20% +$630K
PSEC icon
1203
Prospect Capital
PSEC
$1.07B
$3.95M 0.01%
587,296
-19,995
-3% -$150K
GBX icon
1204
The Greenbrier Companies
GBX
$1.52B
$3.92M 0.01%
81,418
+24,861
+44% +$1.1M
CY
1205
DELISTED
Cypress Semiconductor
CY
$3.91M 0.01%
260,593
-92,687
-26% -$1.3M
TECD
1206
DELISTED
Tech Data Corp
TECD
$3.91M 0.01%
44,017
+2,296
+6% +$227K
PGF icon
1207
Invesco Financial Preferred ETF
PGF
$677M
$3.9M 0.01%
205,778
-6,516
-3% -$124K
KLXI
1208
DELISTED
KLX Inc.
KLXI
$3.89M 0.01%
87,267
-3,371
-4% -$143K
DHT icon
1209
DHT Holdings
DHT
$2.99B
$3.89M 0.01%
978,389
+14,967
+2% +$60K
FTS icon
1210
Fortis
FTS
$29B
$3.88M 0.01%
108,497
+80,080
+282% +$2.89M
SEM
1211
DELISTED
Select Medical
SEM
$3.88M 0.01%
375,040
+63,909
+21% +$590K
RSP icon
1212
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$3.88M 0.01%
40,602
+7,200
+22% +$674K
VSLR
1213
DELISTED
VIVINT SOLAR, INC.
VSLR
$3.87M 0.01%
1,139,633
-569,794
-33% -$2.76M
PBA icon
1214
Pembina Pipeline
PBA
$28.4B
$3.86M 0.01%
110,231
-8,810
-7% -$294K
ACIC icon
1215
American Coastal Insurance
ACIC
$515M
$3.86M 0.01%
236,885
+17,878
+8% +$284K
VSH icon
1216
Vishay Intertechnology
VSH
$5.25B
$3.85M 0.01%
204,582
-844
-0.4% -$14.8K
CWEN icon
1217
Clearway Energy Class C
CWEN
$4.94B
$3.84M 0.01%
198,994
+34,071
+21% +$630K
AXE
1218
DELISTED
Anixter International Inc
AXE
$3.82M 0.01%
44,925
+5,211
+13% +$401K
VVC
1219
DELISTED
Vectren Corporation
VVC
$3.8M 0.01%
57,804
-10,727
-16% -$672K
BYD icon
1220
Boyd Gaming
BYD
$6.18B
$3.8M 0.01%
145,943
+130,900
+870% +$3.39M
SRPT icon
1221
Sarepta Therapeutics
SRPT
$1.57B
$3.8M 0.01%
83,717
+167
+0.2% +$6.67K
PCK
1222
DELISTED
Pimco California Municipal Income Fund II
PCK
$3.79M 0.01%
374,383
-51,331
-12% -$522K
Z icon
1223
Zillow
Z
$7.79B
$3.79M 0.01%
94,249
+8,724
+10% +$368K
UBSI icon
1224
United Bankshares
UBSI
$6.63B
$3.79M 0.01%
101,909
-37,033
-27% -$1.3M
HZNP
1225
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.77M 0.01%
297,062
+23,928
+9% +$304K
47 48
49
50 51

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.