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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSH icon
1201
Vishay Intertechnology
VSH
$5.96B
$3.65M 0.01%
225,424
-50,622
-18% -$754K
FMX icon
1202
Fomento Económico Mexicano
FMX
$43B
$3.63M 0.01%
47,608
-7,685
-14% -$658K
CSQ icon
1203
Calamos Strategic Total Return Fund
CSQ
$3.33B
$3.63M 0.01%
352,880
-26,270
-7% -$265K
SAH icon
1204
Sonic Automotive
SAH
$2.79B
$3.62M 0.01%
158,174
+87,765
+125% +$1.78M
STM icon
1205
STMicroelectronics
STM
$48.4B
$3.62M 0.01%
319,124
-5,345
-2% -$50.6K
ANF icon
1206
Abercrombie & Fitch
ANF
$4.9B
$3.61M 0.01%
301,129
+211,835
+237% +$3.15M
HYEM icon
1207
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
$3.61M 0.01%
150,311
+17,119
+13% +$412K
AXE
1208
DELISTED
Anixter International Inc
AXE
$3.61M 0.01%
44,555
+8,921
+25% +$646K
VRTV
1209
DELISTED
VERITIV CORPORATION
VRTV
$3.61M 0.01%
67,189
+20,911
+45% +$1.08M
ASRT
1210
DELISTED
Assertio
ASRT
$3.6M 0.01%
3,327
-2,392
-42% -$3.05M
OPK icon
1211
Opko Health
OPK
$978M
$3.6M 0.01%
386,537
-130,340
-25% -$1.35M
HPP
1212
Hudson Pacific Properties
HPP
$758M
$3.59M 0.01%
14,756
-2,065
-12% -$483K
GATX icon
1213
GATX Corp
GATX
$6.42B
$3.59M 0.01%
58,303
-2,993
-5% -$155K
NTRI
1214
DELISTED
NutriSystem, Inc.
NTRI
$3.59M 0.01%
103,518
+25,065
+32% +$847K
CGI
1215
DELISTED
Celadon Group Inc
CGI
$3.58M 0.01%
500,894
+285,967
+133% +$2.16M
NUS icon
1216
Nu Skin
NUS
$259M
$3.57M 0.01%
74,693
+2,020
+3% +$113K
SKYW icon
1217
Skywest
SKYW
$4.56B
$3.57M 0.01%
97,837
-37,032
-27% -$1.24M
WFT
1218
DELISTED
Weatherford International plc
WFT
$3.56M 0.01%
714,147
+165,126
+30% +$864K
PMC
1219
DELISTED
PharMerica Corporation
PMC
$3.56M 0.01%
141,519
+115,898
+452% +$2.93M
NAVG
1220
DELISTED
Navigators Group Inc
NAVG
$3.56M 0.01%
60,380
+4,176
+7% +$217K
PAAS icon
1221
Pan American Silver
PAAS
$18.9B
$3.55M 0.01%
235,501
-79,347
-25% -$1.28M
PCF
1222
High Income Securities Fund
PCF
$99M
$3.55M 0.01%
432,255
-67,394
-13% -$534K
MAGN
1223
Magnera Corp
MAGN
$487M
$3.55M 0.01%
11,427
+679
+6% +$196K
RGS icon
1224
Regis Corp
RGS
$66.2M
$3.55M 0.01%
12,220
+8,946
+273% +$2.4M
HI
1225
DELISTED
Hillenbrand
HI
$3.55M 0.01%
92,485
-9,297
-9% -$314K
47 48
49
50 51

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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.