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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHY icon
1201
VanEck International High Yield Bond ETF
IHY
$43.2M
$3.67M 0.01%
148,506
-6,482
-4% -$158K
SEP
1202
DELISTED
Spectra Engy Parters Lp
SEP
$3.67M 0.01%
83,959
-5,237
-6% -$242K
BSJJ
1203
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3.66M 0.01%
150,852
-4,540
-3% -$109K
CE icon
1204
Celanese
CE
$4.98B
$3.64M 0.01%
54,741
+7,075
+15% +$463K
LAD icon
1205
Lithia Motors
LAD
$8.16B
$3.64M 0.01%
38,078
+2,518
+7% +$212K
BBD icon
1206
Banco Bradesco
BBD
$37.8B
$3.63M 0.01%
774,541
-83,860
-10% -$380K
LBRDK icon
1207
Liberty Broadband Class C
LBRDK
$5.15B
$3.63M 0.01%
50,780
-1,595
-3% -$107K
AKP
1208
DELISTED
Alliance Californa Muni Fd
AKP
$3.61M 0.01%
234,505
+53,348
+29% +$822K
BNJ
1209
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$3.61M 0.01%
224,122
+7,987
+4% +$131K
TKR icon
1210
Timken Company
TKR
$9.19B
$3.61M 0.01%
102,699
+73,943
+257% +$2.43M
SBSW icon
1211
Sibanye-Stillwater
SBSW
$6.77B
$3.59M 0.01%
269,830
-84,377
-24% -$1.34M
SYNH
1212
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$3.59M 0.01%
80,509
-2,303
-3% -$99.9K
SITC icon
1213
SITE Centers
SITC
$166M
$3.58M 0.01%
159,569
+117,261
+277% +$2.83M
MUE
1214
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.58M 0.01%
242,353
-26,668
-10% -$393K
SPLK
1215
DELISTED
Splunk Inc
SPLK
$3.58M 0.01%
61,007
-4,061
-6% -$243K
CNX icon
1216
CNX Resources
CNX
$5.27B
$3.58M 0.01%
223,576
-41,320
-16% -$610K
CBA
1217
DELISTED
ClearBridge American Energy MLP
CBA
$3.57M 0.01%
397,977
+152,095
+62% +$1.33M
SKYW icon
1218
Skywest
SKYW
$4.55B
$3.56M 0.01%
134,869
-946
-0.7% -$26.3K
SIRI icon
1219
SiriusXM
SIRI
$10.3B
$3.55M 0.01%
85,134
+9,344
+12% +$390K
FAF icon
1220
First American
FAF
$7.77B
$3.54M 0.01%
90,052
+34,824
+63% +$1.44M
AROC icon
1221
Archrock
AROC
$6.26B
$3.53M 0.01%
270,199
-722
-0.3% -$7.76K
SNX icon
1222
TD Synnex
SNX
$21.1B
$3.53M 0.01%
61,928
-3,818
-6% -$197K
ANDX
1223
DELISTED
Andeavor Logistics LP
ANDX
$3.53M 0.01%
72,939
+24,342
+50% +$1.16M
AVP
1224
DELISTED
Avon Products, Inc.
AVP
$3.53M 0.01%
623,463
+373,576
+149% +$1.86M
PDI icon
1225
PIMCO Dynamic Income Fund
PDI
$7.45B
$3.53M 0.01%
123,883
-14,340
-10% -$407K
47 48
49
50 51

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.