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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KITE
1201
DELISTED
Kite Pharma, Inc.
KITE
$3.46M 0.01%
75,449
-23,435
-24% -$1.14M
SNX icon
1202
TD Synnex
SNX
$21B
$3.46M 0.01%
74,778
+12,318
+20% +$550K
IVH
1203
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$3.46M 0.01%
271,049
+20,878
+8% +$247K
PCRX icon
1204
Pacira BioSciences
PCRX
$979M
$3.45M 0.01%
65,178
+22,368
+52% +$1.31M
MAA icon
1205
Mid-America Apartment Communities
MAA
$15.7B
$3.45M 0.01%
33,767
-3,099
-8% -$288K
MTGE
1206
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$3.45M 0.01%
235,079
-99,732
-30% -$1.36M
ITUB icon
1207
Itaú Unibanco
ITUB
$90.5B
$3.44M 0.01%
909,289
-225,737
-20% -$688K
MPWR icon
1208
Monolithic Power Systems
MPWR
$66.1B
$3.44M 0.01%
54,120
-4,708
-8% -$281K
PRAH
1209
DELISTED
PRA Health Sciences, Inc.
PRAH
$3.44M 0.01%
+80,531
New +$3.4M
KG
1210
Kestrel Group
KG
$68.9M
$3.44M 0.01%
13,298
+6,630
+99% +$1.72M
GMZ
1211
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$3.44M 0.01%
64,008
+16,549
+35% +$808K
LXK
1212
DELISTED
Lexmark Intl Inc
LXK
$3.44M 0.01%
102,816
-43,829
-30% -$1.29M
SUPN icon
1213
Supernus Pharmaceuticals
SUPN
$2.73B
$3.43M 0.01%
224,671
-51,206
-19% -$668K
DOX icon
1214
Amdocs
DOX
$5.87B
$3.42M 0.01%
56,638
-13,063
-19% -$732K
NAD icon
1215
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$3.42M 0.01%
231,469
+127,616
+123% +$1.86M
HTS
1216
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.42M 0.01%
238,778
-24,913
-9% -$328K
EGP icon
1217
EastGroup Properties
EGP
$10.9B
$3.41M 0.01%
56,511
-2,262
-4% -$123K
MBT
1218
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3.41M 0.01%
421,273
-661,814
-61% -$4.61M
HPI
1219
John Hancock Preferred Income Fund
HPI
$432M
$3.4M 0.01%
153,297
-48,589
-24% -$1.01M
BGH
1220
Barings Global Short Duration High Yield Fund
BGH
$286M
$3.4M 0.01%
203,459
-57,201
-22% -$902K
WFT
1221
DELISTED
Weatherford International plc
WFT
$3.38M 0.01%
435,078
+78,909
+22% +$532K
CM icon
1222
Canadian Imperial Bank of Commerce
CM
$108B
$3.37M 0.01%
90,150
+3,810
+4% +$127K
SLRC icon
1223
SLR Investment Corp
SLRC
$691M
$3.37M 0.01%
194,855
+4,010
+2% +$66.9K
AXON
1224
Axon Enterprise
AXON
$49.1B
$3.36M 0.01%
171,218
-33,155
-16% -$569K
RGA icon
1225
Reinsurance Group of America
RGA
$15.5B
$3.36M 0.01%
34,905
-138,293
-80% -$12.2M
47 48
49
50 51

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.