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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
1201
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$3.66M 0.01%
59,447
-8,096
-12% -$580K
AFG icon
1202
American Financial Group
AFG
$12.1B
$3.65M 0.01%
52,984
-26,929
-34% -$1.86M
MPWR icon
1203
Monolithic Power Systems
MPWR
$68.9B
$3.63M 0.01%
70,924
+19,098
+37% +$947K
PACW
1204
DELISTED
PacWest Bancorp
PACW
$3.63M 0.01%
84,709
+14,164
+20% +$635K
EC icon
1205
Ecopetrol
EC
$34.5B
$3.62M 0.01%
420,610
+92,051
+28% +$955K
CAA
1206
DELISTED
CalAtlantic Group, Inc.
CAA
$3.62M 0.01%
90,391
+1,361
+2% +$59.4K
MTH icon
1207
Meritage Homes
MTH
$4.86B
$3.61M 0.01%
197,824
+1,080
+0.5% +$23.2K
CIG icon
1208
CEMIG Preferred Shares
CIG
$6.01B
$3.61M 0.01%
3,984,772
+1,098,616
+38% +$1.43M
PPC icon
1209
Pilgrim's Pride
PPC
$6.54B
$3.6M 0.01%
173,436
-32,372
-16% -$695K
AFB
1210
AllianceBernstein National Municipal Income Fund
AFB
$317M
$3.6M 0.01%
270,834
+36,785
+16% +$486K
KYTH
1211
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$3.59M 0.01%
+47,880
New +$3.58M
CGO
1212
Calamos Global Total Return Fund
CGO
$130M
$3.59M 0.01%
321,838
+7,245
+2% +$91.6K
ANDX
1213
DELISTED
Andeavor Logistics LP
ANDX
$3.59M 0.01%
79,675
+46,327
+139% +$2.4M
ENVA icon
1214
Enova International
ENVA
$6.29B
$3.57M 0.01%
349,161
-7,950
-2% -$115K
TEN
1215
Tsakos Energy Navigation Ltd
TEN
$1.18B
$3.57M 0.01%
87,719
+51,760
+144% +$2.22M
AMN icon
1216
AMN Healthcare
AMN
$1.4B
$3.55M 0.01%
118,163
+1,488
+1% +$49.1K
SUPN icon
1217
Supernus Pharmaceuticals
SUPN
$2.77B
$3.55M 0.01%
252,745
+12,209
+5% +$227K
SABA
1218
Saba Capital Income & Opportunities Fund II
SABA
$223M
$3.54M 0.01%
290,635
-81,470
-22% -$1.07M
WBK
1219
DELISTED
Westpac Banking Corporation
WBK
$3.54M 0.01%
168,249
-97,884
-37% -$2.29M
BND icon
1220
Vanguard Total Bond Market
BND
$158B
$3.53M 0.01%
+43,100
New +$3.51M
ACAS
1221
DELISTED
American Capital Ltd
ACAS
$3.53M 0.01%
290,230
-34,910
-11% -$468K
PCN
1222
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$3.52M 0.01%
267,673
-7,676
-3% -$103K
AEO icon
1223
American Eagle Outfitters
AEO
$3.01B
$3.5M 0.01%
224,269
-96,387
-30% -$1.65M
FIX icon
1224
Comfort Systems
FIX
$59.6B
$3.5M 0.01%
128,476
-24,506
-16% -$657K
MLI icon
1225
Mueller Industries
MLI
$15.2B
$3.49M 0.01%
472,528
-1,096
-0.2% -$8.73K
47 48
49
50 51

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.