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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCH
1201
DELISTED
PotlatchDeltic
PCH
$4.29M 0.01%
102,419
-9,496
-8% -$400K
MAA icon
1202
Mid-America Apartment Communities
MAA
$15.5B
$4.28M 0.01%
57,313
+24,812
+76% +$1.77M
NRK icon
1203
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$897M
$4.27M 0.01%
331,151
-139,508
-30% -$1.81M
REN
1204
DELISTED
Resolute Energy Corporaton
REN
$4.27M 0.01%
647,179
-175,087
-21% -$2.5M
MUC icon
1205
BlackRock MuniHoldings California Quality Fund
MUC
$999M
$4.26M 0.01%
294,747
+21,237
+8% +$305K
RGLD icon
1206
Royal Gold
RGLD
$17.5B
$4.26M 0.01%
67,985
-450,915
-87% -$29.6M
BAS
1207
DELISTED
Basis Energy Services, Inc.
BAS
$4.23M 0.01%
1,059
+1,002
+1,758% +$6.33M
ATCO
1208
DELISTED
Atlas Corp.
ATCO
$4.23M 0.01%
234,502
-30,204
-11% -$591K
DNP icon
1209
DNP Select Income Fund
DNP
$4.05B
$4.22M 0.01%
399,945
+62,640
+19% +$651K
RVT icon
1210
Royce Value Trust
RVT
$2.26B
$4.22M 0.01%
294,651
-48,025
-14% -$707K
BOI
1211
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$4.22M 0.01%
256,740
+32,998
+15% +$553K
BCE icon
1212
BCE
BCE
$20.5B
$4.22M 0.01%
91,996
-201,888
-69% -$9.07M
CNL
1213
DELISTED
CLECO CRP (HOLDING CO)
CNL
$4.2M 0.01%
77,029
-57,482
-43% -$3.03M
EMHY icon
1214
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$4.19M 0.01%
+88,804
New +$4.39M
TTEK icon
1215
Tetra Tech
TTEK
$8.66B
$4.19M 0.01%
784,050
-22,940
-3% -$120K
PRTA icon
1216
Prothena Corp
PRTA
$436M
$4.18M 0.01%
201,582
-13,823
-6% -$288K
BTA
1217
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$4.18M 0.01%
370,129
-59,348
-14% -$668K
RDC
1218
DELISTED
Rowan Companies Plc
RDC
$4.18M 0.01%
179,349
+25,500
+17% +$589K
SYF icon
1219
Synchrony
SYF
$25.3B
$4.17M 0.01%
+140,311
New +$3.89M
CWT icon
1220
California Water Service
CWT
$3.11B
$4.16M 0.01%
168,954
-16,436
-9% -$403K
ABM icon
1221
ABM Industries
ABM
$2.88B
$4.13M 0.01%
144,287
-9,037
-6% -$245K
CALM icon
1222
Cal-Maine
CALM
$3.98B
$4.13M 0.01%
105,872
+52,874
+100% +$2.25M
VMW
1223
DELISTED
VMware, Inc
VMW
$4.12M 0.01%
49,994
-16,859
-25% -$1.44M
MFIC icon
1224
MidCap Financial Investment
MFIC
$801M
$4.12M 0.01%
185,037
+14,942
+9% +$358K
RGEN icon
1225
Repligen
RGEN
$8.45B
$4.12M 0.01%
208,051
-42,213
-17% -$944K
47 48
49
50 51

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.