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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCV icon
1201
Invesco California Value Municipal Income Trust
VCV
$520M
$4.9M 0.01%
400,933
-21,703
-5% -$266K
FLOT icon
1202
iShares Floating Rate Bond ETF
FLOT
$10.3B
$4.89M 0.01%
96,188
-9,063
-9% -$460K
HE icon
1203
Hawaiian Electric Industries
HE
$2.18B
$4.88M 0.01%
183,853
+29,302
+19% +$727K
HUB.B
1204
DELISTED
HUBBELL INC CL-B
HUB.B
$4.88M 0.01%
40,442
-11,716
-22% -$1.42M
QQQX icon
1205
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$4.87M 0.01%
252,556
+32,401
+15% +$621K
ACOR
1206
DELISTED
Acorda Therapeutics
ACOR
$4.86M 0.01%
1,196
+124
+12% +$465K
EE
1207
DELISTED
El Paso Electric Company
EE
$4.85M 0.01%
132,769
+115,770
+681% +$4.38M
CHTR icon
1208
Charter Communications
CHTR
$17.9B
$4.85M 0.01%
32,036
-5,853
-15% -$928K
HUN icon
1209
Huntsman Corp
HUN
$1.79B
$4.84M 0.01%
186,370
+118,421
+174% +$3.23M
HDB icon
1210
HDFC Bank
HDB
$123B
$4.84M 0.01%
415,320
+22,348
+6% +$271K
BTA
1211
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$4.83M 0.01%
429,477
+28,668
+7% +$320K
HYG icon
1212
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.83M 0.01%
52,526
-36,625
-41% -$3.42M
CLDT
1213
Chatham Lodging
CLDT
$618M
$4.82M 0.01%
208,803
+157,512
+307% +$3.52M
GRT
1214
DELISTED
GLIMCHER REALTY TRUST
GRT
$4.81M 0.01%
355,479
+150,074
+73% +$1.72M
WSTC
1215
DELISTED
West Corporation
WSTC
$4.81M 0.01%
+163,365
New +$4.59M
AAL icon
1216
CALL
American Airlines Group
AAL
$11.3B
$4.81M 0.01%
135,600
+125,600
+1,256% +$4.94M
AMX icon
1217
America Movil
AMX
$72.5B
$4.81M 0.01%
190,821
+110,538
+138% +$2.66M
EQNR icon
1218
Equinor
EQNR
$91.5B
$4.8M 0.01%
176,661
-308,051
-64% -$8.9M
EVEP
1219
DELISTED
EV Energy Partners, L.P.
EVEP
$4.79M 0.01%
135,160
+82,732
+158% +$3.18M
QVCGA
1220
DELISTED
QVC Group Inc Series A
QVCGA
$4.77M 0.01%
4,075
-1,933
-32% -$2.29M
PRTA icon
1221
Prothena Corp
PRTA
$450M
$4.77M 0.01%
215,405
-27,606
-11% -$585K
JBLU icon
1222
JetBlue
JBLU
$2.43B
$4.76M 0.01%
448,723
+7,984
+2% +$91.2K
ACAD icon
1223
Acadia Pharmaceuticals
ACAD
$4.91B
$4.76M 0.01%
192,180
-4,576
-2% -$107K
MYC
1224
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$4.75M 0.01%
313,825
+10,520
+3% +$158K
HQCL
1225
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$4.74M 0.01%
202,490
-3,677
-2% -$84.7K
47 48
49
50 51

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.