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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Performance Food Group
PFGC
$18B
| $844K | 0.01% |
14,340
-3,131
| -18% | -$189K |
|
|
MDC
1177
DELISTED
M.D.C. Holdings, Inc.
MDC
| $844K | 0.01% |
20,466
-26,928
| -57% | -$1.25M |
|
|
ETX
1178
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $841K | 0.01% |
49,614
-318
| -0.6% | -$5.49K |
|
|
WDI
1179
Western Asset Diversified Income Fund
WDI
$681M
| $836K | 0.01% |
63,154
+28,895
| +84% | +$394K |
|
|
IHD
1180
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
| $836K | 0.01% |
169,502
-45,662
| -21% | -$235K |
|
1181
Paylocity
PCTY
$7.98B
| $836K | 0.01% |
4,599
+1,668
| +57% | +$335K |
|
1182
Oceaneering
OII
$4.77B
| $835K | 0.01% |
32,474
-17,518
| -35% | -$400K |
|
|
NBO
1183
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
| $835K | 0.01% |
95,265
+6,257
| +7% | +$58.5K |
|
1184
Spotify
SPOT
$100B
| $833K | 0.01% |
5,388
+1,384
| +35% | +$211K |
|
1185
Houlihan Lokey
HLI
$9.02B
| $833K | 0.01% |
7,772
-1,823
| -19% | -$188K |
|
1186
Logitech
LOGI
$15.2B
| $832K | 0.01% |
12,062
+404
| +3% | +$27.2K |
|
1187
Suncor Energy
SU
$70.3B
| $826K | 0.01% |
24,021
+6,642
| +38% | +$213K |
|
1188
Banc of California
BANC
$2.97B
| $822K | 0.01% |
66,431
-648
| -1% | -$8.25K |
|
1189
American Airlines Group
AAL
$10.6B
| $822K | 0.01% |
64,198
-3,772
| -6% | -$58.5K |
|
1190
Invesco High Income Trust II
VLT
$65.7M
| $821K | 0.01% |
82,615
-31,169
| -27% | -$324K |
|
1191
National Health Investors
NHI
$3.65B
| $820K | 0.01% |
15,957
+3,473
| +28% | +$182K |
|
|
XYZ
1192
Block Inc
XYZ
$47.5B
| $818K | 0.01% |
+18,480
| New | +$1.14M |
|
1193
SM Energy
SM
$6.87B
| $817K | 0.01% |
20,617
-9,985
| -33% | -$379K |
|
1194
Wipro
WIT
$20B
| $816K | 0.01% |
337,200
-14,488
| -4% | -$36.1K |
|
1195
Fulton Financial
FULT
$4.64B
| $814K | 0.01% |
67,254
+56,247
| +511% | +$737K |
|
1196
Caesars Entertainment
CZR
$6.14B
| $811K | 0.01% |
17,495
-1,254
| -7% | -$66.6K |
|
1197
Haemonetics
HAE
$4B
| $811K | 0.01% |
+9,052
| New | +$808K |
|
1198
Green Plains
GPRE
$1.03B
| $809K | 0.01% |
26,862
+5,419
| +25% | +$177K |
|
|
CPRX
1199
DELISTED
Catalyst Pharmaceutical
CPRX
| $806K | 0.01% |
68,988
-4,626
| -6% | -$61.9K |
|
|
AMED
1200
DELISTED
Amedisys
AMED
| $806K | 0.01% |
8,634
+242
| +3% | +$22.4K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.