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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
1176
DELISTED
Patterson Companies, Inc.
PDCO
$1.01M 0.01%
37,791
+4,965
+15% +$140K
THC icon
1177
Tenet Healthcare
THC
$21.1B
$1.01M 0.01%
16,993
-198
-1% -$11K
PLUG icon
1178
Plug Power
PLUG
$3.04B
$1.01M 0.01%
86,146
-419
-0.5% -$5.99K
SU icon
1179
Suncor Energy
SU
$70.3B
$1.01M 0.01%
32,460
-37,356
-54% -$1.21M
ITCI
1180
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.01M 0.01%
18,602
+6,957
+60% +$336K
CC icon
1181
Chemours
CC
$2.37B
$1.01M 0.01%
33,607
-5,457
-14% -$180K
POR icon
1182
Portland General Electric
POR
$5.77B
$1M 0.01%
20,539
-10,083
-33% -$482K
FNB icon
1183
FNB Corp
FNB
$6.75B
$997K 0.01%
85,929
+48,088
+127% +$641K
OII icon
1184
Oceaneering
OII
$4.77B
$997K 0.01%
56,533
+16,310
+41% +$314K
MTB icon
1185
M&T Bank
MTB
$36.2B
$993K 0.01%
8,306
-1,173
-12% -$170K
SPXX icon
1186
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$993K 0.01%
63,717
+276
+0.4% +$4.32K
EFX icon
1187
Equifax
EFX
$21.4B
$991K 0.01%
4,886
+1,906
+64% +$397K
NHS
1188
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$989K 0.01%
116,075
-61,318
-35% -$524K
CROX icon
1189
Crocs
CROX
$6.55B
$987K 0.01%
7,805
-981
-11% -$119K
HUBS icon
1190
HubSpot
HUBS
$10.5B
$986K 0.01%
2,300
-515
-18% -$188K
IAG icon
1191
IAMGOLD
IAG
$10.5B
$981K 0.01%
362,158
-125,022
-26% -$318K
CSL icon
1192
Carlisle Companies
CSL
$15.4B
$981K 0.01%
4,339
-328
-7% -$79.8K
Z icon
1193
Zillow
Z
$7.56B
$980K 0.01%
+22,046
New +$937K
FTV icon
1194
Fortive
FTV
$18.6B
$980K 0.01%
19,081
+6,606
+53% +$332K
VMBS icon
1195
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$972K 0.01%
20,890
+13,894
+199% +$645K
CMC icon
1196
Commercial Metals
CMC
$8.31B
$972K 0.01%
19,881
-312
-2% -$16.2K
CNO icon
1197
CNO Financial Group
CNO
$5.1B
$972K 0.01%
43,792
-2,496
-5% -$59.7K
GNRC icon
1198
Generac Holdings
GNRC
$12.5B
$970K 0.01%
8,981
+220
+3% +$25.4K
SONY icon
1199
Sony
SONY
$138B
$968K 0.01%
53,375
+4,520
+9% +$78.3K
TYL icon
1200
Tyler Technologies
TYL
$12.8B
$967K 0.01%
2,726
+2
+0.1% +$651
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.