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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIRE
1176
DELISTED
Encore Wire Corp
WIRE
$1.56M 0.01%
10,930
+3,504
+47% +$454K
PODD icon
1177
Insulet
PODD
$9.79B
$1.56M 0.01%
5,870
+224
+4% +$65K
RH icon
1178
RH
RH
$3.71B
$1.56M 0.01%
2,911
-2,320
-44% -$1.43M
PNR icon
1179
Pentair
PNR
$11B
$1.55M 0.01%
21,222
+718
+4% +$52.9K
MHI
1180
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.55M 0.01%
126,681
-95,448
-43% -$1.16M
VBF icon
1181
Invesco Bond Fund
VBF
$169M
$1.55M 0.01%
77,604
+3,608
+5% +$73K
JPC icon
1182
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1.55M 0.01%
158,384
+58,045
+58% +$561K
NG icon
1183
NovaGold Resources
NG
$3.33B
$1.54M 0.01%
224,793
-89,807
-29% -$655K
PWR icon
1184
Quanta Services
PWR
$101B
$1.54M 0.01%
13,426
-21,519
-62% -$2.48M
PIPR icon
1185
Piper Sandler
PIPR
$5.29B
$1.54M 0.01%
34,420
+4,032
+13% +$171K
INVA icon
1186
Innoviva
INVA
$1.48B
$1.53M 0.01%
88,435
-41,186
-32% -$702K
FLNA
1187
Filana Therapeutics
FLNA
$48.1M
$1.52M 0.01%
34,846
+9,149
+36% +$480K
ACI icon
1188
Albertsons Companies
ACI
$5.83B
$1.52M 0.01%
+50,416
New +$1.6M
PGP
1189
PIMCO Global StockPLUS & Income Fund
PGP
$100M
$1.52M 0.01%
140,479
+7,991
+6% +$87.2K
NBO
1190
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.52M 0.01%
116,812
-29,001
-20% -$371K
ORAN
1191
DELISTED
Orange
ORAN
$1.52M 0.01%
143,810
+14,333
+11% +$155K
TDOC icon
1192
Teladoc Health
TDOC
$1.3B
$1.51M 0.01%
16,463
+4,529
+38% +$541K
TOWN icon
1193
Towne Bank
TOWN
$3.42B
$1.51M 0.01%
47,855
+20,828
+77% +$664K
VCYT icon
1194
Veracyte
VCYT
$3.8B
$1.5M 0.01%
36,506
+2,492
+7% +$110K
DBL
1195
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.5M 0.01%
78,256
-2,180
-3% -$42.1K
COHR
1196
DELISTED
Coherent Inc
COHR
$1.5M 0.01%
5,609
+1
+0% +$258
LII icon
1197
Lennox International
LII
$15.2B
$1.49M 0.01%
4,603
-2,371
-34% -$741K
CHH icon
1198
Choice Hotels
CHH
$4.8B
$1.48M 0.01%
+9,485
New +$1.36M
SNAP icon
1199
Snap
SNAP
$9.01B
$1.48M 0.01%
31,436
+3,932
+14% +$221K
FOE
1200
DELISTED
Ferro Corporation
FOE
$1.47M 0.01%
67,527
+19,531
+41% +$415K
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.