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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
1176
Darden Restaurants
DRI
$24.4B
$1.57M 0.01%
10,353
-10,049
-49% -$1.48M
RMBS icon
1177
Rambus
RMBS
$11B
$1.57M 0.01%
70,587
+26,889
+62% +$633K
ACAD icon
1178
Acadia Pharmaceuticals
ACAD
$5.03B
$1.57M 0.01%
94,279
+14,666
+18% +$283K
SFM icon
1179
Sprouts Farmers Market
SFM
$8.01B
$1.56M 0.01%
67,477
-36,289
-35% -$884K
SANM icon
1180
Sanmina
SANM
$10.9B
$1.55M 0.01%
40,322
-15,012
-27% -$576K
NATI
1181
DELISTED
National Instruments Corp
NATI
$1.54M 0.01%
39,345
-299
-0.8% -$12.5K
RBLX icon
1182
Roblox
RBLX
$27B
$1.54M 0.01%
+20,424
New +$1.68M
NGG icon
1183
National Grid
NGG
$81.3B
$1.54M 0.01%
29,140
+2,282
+8% +$131K
TXT icon
1184
Textron
TXT
$15.4B
$1.53M 0.01%
21,969
-2,504
-10% -$176K
LZB icon
1185
La-Z-Boy
LZB
$1.69B
$1.53M 0.01%
47,571
– –
ALLE icon
1186
Allegion
ALLE
$14.4B
$1.53M 0.01%
11,552
-5,072
-31% -$705K
MHK icon
1187
Mohawk Industries
MHK
$9.22B
$1.52M 0.01%
8,587
-7,932
-48% -$1.54M
FSM icon
1188
Fortuna Silver Mines
FSM
$3.07B
$1.52M 0.01%
387,029
+113,226
+41% +$506K
ULTA icon
1189
Ulta Beauty
ULTA
$24.3B
$1.52M 0.01%
4,213
-498
-11% -$180K
BURL icon
1190
Burlington
BURL
$23.2B
$1.52M 0.01%
5,356
-400
-7% -$128K
SGI
1191
Somnigroup International
SGI
$13.7B
$1.52M 0.01%
32,683
-1,559
-5% -$68.1K
VRTV
1192
DELISTED
VERITIV CORPORATION
VRTV
$1.52M 0.01%
16,929
-29,685
-64% -$2.27M
TDOC icon
1193
Teladoc Health
TDOC
$1.3B
$1.51M 0.01%
11,934
+2,299
+24% +$335K
IGI
1194
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$1.51M 0.01%
68,430
-2,072
-3% -$45.7K
BXMT icon
1195
Blackstone Mortgage Trust
BXMT
$2.38B
$1.51M 0.01%
49,818
+11,933
+31% +$379K
GT icon
1196
Goodyear
GT
$1.85B
$1.51M 0.01%
85,371
-59,612
-41% -$968K
ASPN icon
1197
Aspen Aerogels
ASPN
$518M
$1.51M 0.01%
32,750
-10,310
-24% -$409K
LPX icon
1198
Louisiana-Pacific
LPX
$5.49B
$1.51M 0.01%
24,539
-8,192
-25% -$483K
PUMP icon
1199
ProPetro Holding
PUMP
$1.35B
$1.51M 0.01%
174,065
-40,851
-19% -$319K
SNP
1200
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.51M 0.01%
30,625
+193
+0.6% +$9.21K
46 47
48
49 50

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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.