We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSK icon
1176
Oshkosh
OSK
$9.59B
$1.08M 0.01%
14,647
+4,916
+51% +$379K
VAC icon
1177
Marriott Vacations Worldwide
VAC
$4.25B
$1.08M 0.01%
11,863
+3,212
+37% +$292K
DVN icon
1178
Devon Energy
DVN
$47.3B
$1.08M 0.01%
113,783
+6,303
+6% +$66.4K
PNR icon
1179
Pentair
PNR
$11B
$1.07M 0.01%
23,361
+5,967
+34% +$260K
ZTR
1180
Virtus Total Return Fund
ZTR
$339M
$1.06M 0.01%
135,579
-36,336
-21% -$293K
CGNX icon
1181
Cognex
CGNX
$11.3B
$1.06M 0.01%
16,247
+2,936
+22% +$190K
MDB icon
1182
MongoDB
MDB
$32.1B
$1.06M 0.01%
4,568
+938
+26% +$203K
LNC icon
1183
Lincoln National
LNC
$8.81B
$1.06M 0.01%
33,747
+2,730
+9% +$97.4K
PDM
1184
Piedmont Realty Trust
PDM
$1.19B
$1.05M 0.01%
77,797
-1,137
-1% -$17.6K
INFO
1185
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.05M 0.01%
13,366
-29,011
-68% -$2.31M
IBND icon
1186
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$1.04M 0.01%
29,227
+6,213
+27% +$220K
EXK
1187
Endeavour Silver
EXK
$2.83B
$1.04M 0.01%
295,731
-128,497
-30% -$476K
RCS
1188
PIMCO Strategic Income Fund
RCS
$250M
$1.04M 0.01%
161,723
+69,719
+76% +$448K
APO icon
1189
Apollo Global Management
APO
$73.4B
$1.03M 0.01%
23,131
+100
+0.4% +$4.81K
MPLX icon
1190
MPLX
MPLX
$59.7B
$1.03M 0.01%
65,678
-2,895
-4% -$52.3K
G icon
1191
Genpact
G
$5.76B
$1.03M 0.01%
26,511
+821
+3% +$32.4K
JHS
1192
John Hancock Income Securities Trust
JHS
$127M
$1.03M 0.01%
68,100
-2,068
-3% -$31.4K
KRC icon
1193
Kilroy Realty
KRC
$4.42B
$1.03M 0.01%
19,830
-4,094
-17% -$233K
AZTA icon
1194
Azenta
AZTA
$1.48B
$1.03M 0.01%
22,225
-8,459
-28% -$410K
CBB
1195
DELISTED
Cincinnati Bell Inc.
CBB
$1.02M 0.01%
68,076
+24,143
+55% +$362K
FNB icon
1196
FNB Corp
FNB
$6.75B
$1.02M 0.01%
150,495
-80,317
-35% -$589K
BCSF icon
1197
Bain Capital Specialty
BCSF
$850M
$1.02M 0.01%
99,792
-7,272
-7% -$75.9K
BRO icon
1198
Brown & Brown
BRO
$23.9B
$1.02M 0.01%
22,484
+4,618
+26% +$206K
EXD
1199
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.01M 0.01%
112,407
-1,769
-2% -$16.3K
BGR icon
1200
BlackRock Energy and Resources Trust
BGR
$405M
$1.01M 0.01%
168,525
-30,890
-15% -$212K
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.