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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIVO
1176
DELISTED
Tivo Inc
TIVO
$1.46M 0.01%
172,595
-80,284
-32% -$635K
NBO
1177
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.46M 0.01%
117,230
+58,292
+99% +$724K
UMBF icon
1178
UMB Financial
UMBF
$11.2B
$1.46M 0.01%
21,256
-3,894
-15% -$258K
NTG
1179
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.45M 0.01%
13,261
-9,075
-41% -$1,000K
DRE
1180
DELISTED
Duke Realty Corp.
DRE
$1.45M 0.01%
41,752
-14,030
-25% -$484K
OGS icon
1181
ONE Gas
OGS
$4.97B
$1.44M 0.01%
15,421
-243
-2% -$22.2K
SR icon
1182
Spire
SR
$4.78B
$1.44M 0.01%
17,261
+732
+4% +$60K
RPAI
1183
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.43M 0.01%
106,792
-20,235
-16% -$272K
MANH icon
1184
Manhattan Associates
MANH
$11.2B
$1.43M 0.01%
17,928
+2,109
+13% +$168K
DHC
1185
Diversified Healthcare Trust
DHC
$2.22B
$1.42M 0.01%
167,927
-152,314
-48% -$1.28M
HXL icon
1186
Hexcel
HXL
$7.89B
$1.41M 0.01%
19,242
+3,276
+21% +$252K
KW
1187
DELISTED
Kennedy-Wilson Holdings
KW
$1.41M 0.01%
63,231
-2,059
-3% -$46.1K
PCG icon
1188
PG&E
PCG
$37.9B
$1.41M 0.01%
129,230
+13,120
+11% +$112K
INFY icon
1189
Infosys
INFY
$50.5B
$1.4M 0.01%
135,948
+13,034
+11% +$131K
TLK icon
1190
Telkom Indonesia
TLK
$14.6B
$1.4M 0.01%
49,219
-3,656
-7% -$106K
OCSL icon
1191
Oaktree Specialty Lending
OCSL
$1.06B
$1.4M 0.01%
85,445
-358
-0.4% -$5.64K
WES icon
1192
Western Midstream Partners
WES
$19.1B
$1.4M 0.01%
70,934
-8,966
-11% -$186K
IPGP icon
1193
IPG Photonics
IPGP
$3.89B
$1.4M 0.01%
9,627
+1,032
+12% +$144K
ETRN
1194
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.4M 0.01%
104,482
-35,346
-25% -$439K
CC icon
1195
Chemours
CC
$2.19B
$1.39M 0.01%
77,069
-2,741
-3% -$45.5K
HQY icon
1196
HealthEquity
HQY
$8.73B
$1.39M 0.01%
18,802
-445
-2% -$27.8K
TRP icon
1197
TC Energy
TRP
$66.5B
$1.39M 0.01%
26,050
-10,320
-28% -$529K
TOL icon
1198
Toll Brothers
TOL
$14.5B
$1.39M 0.01%
35,064
-4,740
-12% -$189K
BWXT icon
1199
BWX Technologies
BWXT
$15.4B
$1.38M 0.01%
22,256
+5,211
+31% +$310K
BC icon
1200
Brunswick
BC
$5.43B
$1.38M 0.01%
+23,011
New +$1.33M
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.