We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXNM
1176
TXNM Energy Inc
TXNM
$5.92B
$1.36M 0.01%
26,212
-26,825
-51% -$1.35M
BKCC
1177
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.36M 0.01%
272,005
-31,684
-10% -$175K
WERN icon
1178
Werner Enterprises
WERN
$2.21B
$1.35M 0.01%
38,356
-5,236
-12% -$170K
EGO icon
1179
Eldorado Gold
EGO
$9.37B
$1.35M 0.01%
173,851
-118,349
-41% -$962K
SNY icon
1180
Sanofi
SNY
$104B
$1.35M 0.01%
29,160
-2,624
-8% -$113K
IGI
1181
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
$1.34M 0.01%
62,673
+9,385
+18% +$199K
SPB icon
1182
Spectrum Brands
SPB
$2.03B
$1.34M 0.01%
25,501
+2,970
+13% +$155K
VCSH icon
1183
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.34M 0.01%
16,577
+833
+5% +$67.3K
AZPN
1184
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.34M 0.01%
10,921
+2,192
+25% +$270K
PAGP icon
1185
Plains GP Holdings
PAGP
$5.02B
$1.34M 0.01%
63,236
+2,913
+5% +$67.3K
LPLA icon
1186
LPL Financial
LPLA
$28.3B
$1.34M 0.01%
16,369
+187
+1% +$15K
XRAY icon
1187
Dentsply Sirona
XRAY
$2.64B
$1.34M 0.01%
25,137
-55,108
-69% -$2.96M
ISBC
1188
DELISTED
Investors Bancorp, Inc.
ISBC
$1.34M 0.01%
117,919
+2,103
+2% +$23.5K
MLNX
1189
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1.34M 0.01%
12,219
+2,220
+22% +$245K
CCK icon
1190
Crown Holdings
CCK
$13.2B
$1.33M 0.01%
20,201
-2,152
-10% -$138K
SHI
1191
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$1.33M 0.01%
45,682
-8,410
-16% -$276K
OCSL icon
1192
Oaktree Specialty Lending
OCSL
$1.12B
$1.33M 0.01%
85,803
-16,262
-16% -$256K
CIT
1193
DELISTED
CIT Group Inc.
CIT
$1.33M 0.01%
29,390
-1,804
-6% -$84.1K
STLD icon
1194
Steel Dynamics
STLD
$37.5B
$1.33M 0.01%
44,476
-71,811
-62% -$2.12M
OLED icon
1195
Universal Display
OLED
$4.01B
$1.32M 0.01%
7,859
+3,915
+99% +$783K
ATI icon
1196
ATI
ATI
$30.5B
$1.31M 0.01%
64,922
-10,067
-13% -$213K
CORR
1197
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.31M 0.01%
27,823
+3,845
+16% +$169K
MKTX icon
1198
MarketAxess Holdings
MKTX
$5.72B
$1.31M 0.01%
4,007
-426
-10% -$152K
HWM icon
1199
Howmet Aerospace
HWM
$116B
$1.31M 0.01%
65,762
-6,262
-9% -$123K
HXL icon
1200
Hexcel
HXL
$7.79B
$1.31M 0.01%
15,966
+4,103
+35% +$335K
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.