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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$18.3M
Cap. Flow
-$277M
Cap. Flow %
-2.25%
Top 10 Hldgs %
11.78%
Holding
2,232
New
70
Increased
794
Reduced
1,229
Closed
133

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$33.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$31.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$31M
4
IRM icon
Iron Mountain
IRM
+$9.18M
5
INXN
Interxion Holding N.V.
INXN
+$7.36M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$86.5M
2
TAN icon
Invesco Solar ETF
TAN
+$17.6M
3
CRAY
Cray, Inc.
CRAY
+$10.8M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$10.3M
5
AAPL icon
Apple
AAPL
+$9.21M

Sector Composition

Rank Sector Weight
1 Technology 14.17%
2 Financials 10.74%
3 Healthcare 10.43%
4 Consumer Discretionary 8.1%
5 Industrials 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THS
1176
DELISTED
Treehouse Foods
THS
$1.49M 0.01%
27,487
+567
+2% +$33.1K
JTA
1177
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$1.48M 0.01%
129,377
-102,616
-44% -$1.2M
BBDC icon
1178
Barings BDC
BBDC
$876M
$1.47M 0.01%
149,481
-25,765
-15% -$257K
BSE
1179
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.47M 0.01%
110,479
+247
+0.2% +$3.23K
PHI icon
1180
PLDT
PHI
$4.27B
$1.46M 0.01%
58,710
-3,301
-5% -$78.5K
SPPI
1181
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.46M 0.01%
168,956
+1,272
+0.8% +$11.4K
ONB icon
1182
Old National Bancorp
ONB
$10.3B
$1.45M 0.01%
87,388
-239,427
-73% -$4M
PUK icon
1183
Prudential
PUK
$37.3B
$1.44M 0.01%
33,882
-3,675
-10% -$153K
TD icon
1184
Toronto Dominion Bank
TD
$200B
$1.44M 0.01%
24,604
+424
+2% +$23.8K
CTBI icon
1185
Community Trust Bancorp
CTBI
$1.43B
$1.44M 0.01%
34,036
-1,176
-3% -$48.8K
CEO
1186
DELISTED
CNOOC Limited
CEO
$1.44M 0.01%
8,419
-2,238
-21% -$390K
CDK
1187
DELISTED
CDK Global, Inc.
CDK
$1.43M 0.01%
28,984
+1,087
+4% +$58.2K
HWM icon
1188
Howmet Aerospace
HWM
$114B
$1.43M 0.01%
72,024
-9,531
-12% -$161K
MKTX icon
1189
MarketAxess Holdings
MKTX
$5.71B
$1.43M 0.01%
4,433
+3,332
+303% +$963K
GATX icon
1190
GATX Corp
GATX
$6.44B
$1.42M 0.01%
17,889
+1,094
+7% +$83.2K
NWL icon
1191
Newell Brands
NWL
$2.67B
$1.42M 0.01%
91,972
+5,595
+6% +$83.8K
RWX icon
1192
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$1.42M 0.01%
36,543
-6,682
-15% -$259K
SUNS
1193
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.41M 0.01%
88,772
-56,559
-39% -$948K
KBH icon
1194
KB Home
KBH
$3.45B
$1.41M 0.01%
54,811
+4,639
+9% +$119K
RA
1195
Brookfield Real Assets Income Fund
RA
$707M
$1.41M 0.01%
65,008
-16,850
-21% -$368K
UHAL icon
1196
U-Haul Holding Co
UHAL
$14B
$1.41M 0.01%
37,240
-2,050
-5% -$78.1K
BPL
1197
DELISTED
Buckeye Partners, L.P.
BPL
$1.41M 0.01%
34,280
+14,114
+70% +$533K
NBTB icon
1198
NBT Bancorp
NBTB
$2.74B
$1.4M 0.01%
37,287
+8,329
+29% +$310K
LII icon
1199
Lennox International
LII
$14.6B
$1.4M 0.01%
5,081
+989
+24% +$270K
IART icon
1200
Integra LifeSciences
IART
$1.4B
$1.39M 0.01%
24,864
-2,178
-8% -$112K
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2019 Portfolio in Review

As of Q2 2019, Guggenheim Capital held 2,232 positions worth $12.3B, up 0.15% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q2 2019 filing shows 70 new, 794 increased, 1,229 reduced and 133 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $86.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q2 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M.
  • Guggenheim Capital added most to Iron Mountain in Q2 2019, an estimated $9.18M increase.
  • Guggenheim Capital's biggest Q2 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $86.5M.
  • Guggenheim Capital fully exited Invesco Solar ETF in Q2 2019, selling an estimated $17.6M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q2 2019.
  • Guggenheim Capital opened 70 new positions and closed 133 in Q2 2019.
  • Guggenheim Capital's portfolio value rose 0.15% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.