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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Apple Hospitality REIT
APLE
$3.9B
| $3.93M | 0.01% |
200,431
+55,418
| +38% | +$1.07M |
|
|
OCLR
1177
DELISTED
Oclaro Inc.
OCLR
| $3.92M | 0.01% |
582,211
-98,969
| -15% | -$731K |
|
|
PEGI
1178
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $3.91M | 0.01% |
181,798
-1,306
| -0.7% | -$29.4K |
|
|
BSL
1179
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
| $3.9M | 0.01% |
216,731
+52,694
| +32% | +$917K |
|
1180
Axcelis
ACLS
$4.01B
| $3.9M | 0.01% |
+135,855
| New | +$4.27M |
|
1181
Popular Inc
BPOP
$11.2B
| $3.9M | 0.01% |
109,914
-22,301
| -17% | -$771K |
|
|
AFB
1182
AllianceBernstein National Municipal Income Fund
AFB
$313M
| $3.89M | 0.01% |
290,363
+81,009
| +39% | +$1.11M |
|
|
GLOP
1183
DELISTED
GASLOG PARTNERS LP
GLOP
| $3.89M | 0.01% |
157,116
-144,673
| -48% | -$3.35M |
|
1184
Mercury Systems
MRCY
$5.83B
| $3.88M | 0.01% |
75,581
+8,282
| +12% | +$425K |
|
|
HOUS
1185
DELISTED
Anywhere Real Estate
HOUS
| $3.88M | 0.01% |
146,284
+20,387
| +16% | +$591K |
|
|
KYNB
1186
Kyntra Bio
KYNB
$27.2M
| $3.85M | 0.01% |
3,252
+2,861
| +732% | +$3.59M |
|
|
DSE
1187
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
| $3.85M | 0.01% |
65,729
-22,273
| -25% | -$1.28M |
|
1188
NMI Holdings
NMIH
$3.37B
| $3.83M | 0.01% |
+225,330
| New | +$3.52M |
|
|
GLQ
1189
Clough Global Equity Fund
GLQ
$152M
| $3.83M | 0.01% |
286,095
+93,126
| +48% | +$1.25M |
|
1190
Clearway Energy Class C
CWEN
$4.94B
| $3.82M | 0.01% |
202,131
+3,137
| +2% | +$59.6K |
|
1191
Oaktree Specialty Lending
OCSL
$1.02B
| $3.82M | 0.01% |
260,367
-14,945
| -5% | -$239K |
|
1192
Nordson
NDSN
$16.6B
| $3.82M | 0.01% |
26,066
-45,141
| -63% | -$5.8M |
|
1193
Corcept Therapeutics
CORT
$12.4B
| $3.81M | 0.01% |
+211,127
| New | +$3.82M |
|
1194
Las Vegas Sands
LVS
$31.7B
| $3.81M | 0.01% |
54,803
+19,211
| +54% | +$1.28M |
|
1195
ENI
E
$80.5B
| $3.81M | 0.01% |
114,619
+11,175
| +11% | +$368K |
|
1196
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
| $3.79M | 0.01% |
388,190
-19,771
| -5% | -$178K |
|
1197
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $3.79M | 0.01% |
346,313
+48,434
| +16% | +$539K |
|
1198
Vistra
VST
$50B
| $3.79M | 0.01% |
+206,736
| New | +$3.87M |
|
|
STMP
1199
DELISTED
Stamps.com, Inc.
STMP
| $3.79M | 0.01% |
20,150
+5,505
| +38% | +$1.06M |
|
|
CUTR
1200
DELISTED
Cutera, Inc.
CUTR
| $3.78M | 0.01% |
+83,239
| New | +$3.51M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.