We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNSL
1176
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$4.17M 0.01%
218,277
+2,355
+1% +$44.3K
ETD icon
1177
Ethan Allen Interiors
ETD
$570M
$4.15M 0.01%
128,139
-5,569
-4% -$171K
HOUS
1178
DELISTED
Anywhere Real Estate
HOUS
$4.15M 0.01%
125,897
+29,525
+31% +$998K
UCB
1179
United Community Banks
UCB
$4.24B
$4.14M 0.01%
145,077
+10,683
+8% +$289K
CAKE icon
1180
Cheesecake Factory
CAKE
$5.04B
$4.13M 0.01%
97,968
+21,593
+28% +$962K
AGIO icon
1181
Agios Pharmaceuticals
AGIO
$1.79B
$4.12M 0.01%
61,676
-786
-1% -$47.2K
MTN icon
1182
Vail Resorts
MTN
$5.32B
$4.11M 0.01%
18,010
+1,927
+12% +$419K
SUN icon
1183
Sunoco
SUN
$14.4B
$4.1M 0.01%
131,911
-19,533
-13% -$608K
SOHU
1184
Sohu.com
SOHU
$362M
$4.1M 0.01%
75,313
+33,029
+78% +$1.73M
BEAT
1185
DELISTED
BioTelemetry, Inc.
BEAT
$4.09M 0.01%
123,988
+10,639
+9% +$368K
WASH icon
1186
Washington Trust Bancorp
WASH
$743M
$4.09M 0.01%
71,391
-4,195
-6% -$218K
FOLD
1187
DELISTED
Amicus Therapeutics
FOLD
$4.07M 0.01%
269,908
+16,133
+6% +$213K
PAG icon
1188
Penske Automotive Group
PAG
$14.3B
$4.07M 0.01%
85,514
+78,921
+1,197% +$3.41M
TGP
1189
DELISTED
Teekay LNG Partners L.P.
TGP
$4.04M 0.01%
226,881
+164
+0.1% +$2.85K
BIT icon
1190
BlackRock Multi-Sector Income Trust
BIT
$698M
$4.03M 0.01%
215,286
+103,594
+93% +$1.9M
CNO icon
1191
CNO Financial Group
CNO
$5.14B
$4.02M 0.01%
172,146
-60,362
-26% -$1.35M
RELX icon
1192
RELX
RELX
$61.8B
$4M 0.01%
179,157
+10,403
+6% +$228K
PUK icon
1193
Prudential
PUK
$37.6B
$4M 0.01%
86,129
+5,181
+6% +$237K
PDT
1194
John Hancock Premium Dividend Fund
PDT
$634M
$4M 0.01%
236,848
+13,036
+6% +$221K
BAP icon
1195
Credicorp
BAP
$31.8B
$3.99M 0.01%
19,476
-13,384
-41% -$2.63M
ENS icon
1196
EnerSys
ENS
$6.78B
$3.98M 0.01%
57,590
+9,410
+20% +$644K
INN
1197
Summit Hotel Properties
INN
$746M
$3.98M 0.01%
248,915
+33,203
+15% +$539K
LNN icon
1198
Lindsay Corp
LNN
$1.13B
$3.97M 0.01%
43,172
+1,747
+4% +$156K
FBR
1199
DELISTED
Fibria Celulose Sa
FBR
$3.97M 0.01%
293,019
-19,811
-6% -$235K
HTD
1200
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$3.96M 0.01%
153,328
+5,887
+4% +$151K
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.