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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLX icon
1176
Deluxe
DLX
$1.24B
$3.8M 0.01%
56,941
+14,294
+34% +$973K
GLD icon
1177
SPDR Gold Trust
GLD
$132B
$3.8M 0.01%
30,236
+5,441
+22% +$693K
CGO
1178
Calamos Global Total Return Fund
CGO
$127M
$3.8M 0.01%
331,858
+10,414
+3% +$118K
KITE
1179
DELISTED
Kite Pharma, Inc.
KITE
$3.79M 0.01%
67,809
-2,563
-4% -$143K
CVA
1180
DELISTED
Covanta Holding Corporation
CVA
$3.78M 0.01%
245,494
+42,174
+21% +$656K
SSRI
1181
DELISTED
Silver Standard Resources
SSRI
$3.77M 0.01%
313,102
+87,308
+39% +$1.18M
AAN.A
1182
DELISTED
The Aaron's Company Inc Class A
AAN.A
$3.77M 0.01%
148,392
-22,035
-13% -$560K
TRN icon
1183
Trinity Industries
TRN
$2.55B
$3.77M 0.01%
216,558
+4,137
+2% +$68.1K
LPX icon
1184
Louisiana-Pacific
LPX
$5.37B
$3.77M 0.01%
200,045
+7,956
+4% +$154K
SKT icon
1185
Tanger
SKT
$4.68B
$3.77M 0.01%
96,642
+71,633
+286% +$2.89M
IAE
1186
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
$3.76M 0.01%
382,423
-44,382
-10% -$413K
BGFV
1187
DELISTED
Big 5 Sporting Goods
BGFV
$3.76M 0.01%
275,896
+555
+0.2% +$6.81K
MDCO
1188
DELISTED
Medicines Co
MDCO
$3.76M 0.01%
99,514
-4,880
-5% -$184K
SAIC icon
1189
Saic
SAIC
$5.09B
$3.74M 0.01%
53,945
-2,011
-4% -$127K
WSTC
1190
DELISTED
West Corporation
WSTC
$3.74M 0.01%
169,501
+25,851
+18% +$578K
GSBD icon
1191
Goldman Sachs BDC
GSBD
$1.01B
$3.73M 0.01%
171,441
+86,548
+102% +$1.81M
ORN icon
1192
Orion Group Holdings
ORN
$412M
$3.72M 0.01%
543,585
+359
+0.1% +$2.14K
INFY icon
1193
Infosys
INFY
$51B
$3.72M 0.01%
470,984
+35,678
+8% +$294K
VAL
1194
DELISTED
Valspar
VAL
$3.7M 0.01%
34,924
+2,872
+9% +$306K
FN icon
1195
Fabrinet
FN
$19B
$3.7M 0.01%
83,039
-10,948
-12% -$435K
RARE icon
1196
Ultragenyx Pharmaceutical
RARE
$2.54B
$3.7M 0.01%
52,177
-6,597
-11% -$421K
WPP icon
1197
WPP
WPP
$4.44B
$3.69M 0.01%
31,378
-1,759
-5% -$201K
BMO icon
1198
Bank of Montreal
BMO
$126B
$3.69M 0.01%
56,264
-2,717
-5% -$177K
BSJI
1199
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.68M 0.01%
145,520
-4,904
-3% -$123K
BSJH
1200
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$3.68M 0.01%
141,964
-4,283
-3% -$111K
46 47
48
49 50

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.