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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFZ
1176
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$3.81M 0.01%
253,309
+46,529
+23% +$687K
GES
1177
DELISTED
Guess Inc
GES
$3.8M 0.01%
177,964
+6,816
+4% +$148K
SNBR
1178
DELISTED
Sleep Number
SNBR
$3.8M 0.01%
173,544
-5,089
-3% -$130K
APU
1179
DELISTED
AmeriGas Partners, L.P.
APU
$3.8M 0.01%
91,391
+7,576
+9% +$338K
UNFI icon
1180
United Natural Foods
UNFI
$2.85B
$3.79M 0.01%
78,163
+12,241
+19% +$629K
VVR icon
1181
Invesco Senior Income Trust
VVR
$454M
$3.78M 0.01%
904,639
-92,003
-9% -$401K
MDXG icon
1182
MiMedx Group
MDXG
$633M
$3.78M 0.01%
391,551
+220,750
+129% +$2.33M
NPF
1183
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$3.77M 0.01%
289,130
+20,991
+8% +$274K
MAN icon
1184
ManpowerGroup
MAN
$2.63B
$3.77M 0.01%
45,978
-27,659
-38% -$2.46M
ROIC
1185
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3.76M 0.01%
227,304
+81,666
+56% +$1.35M
JCE icon
1186
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.76M 0.01%
272,675
-1,142
-0.4% -$17.7K
BTZ icon
1187
BlackRock Credit Allocation Income Trust
BTZ
$956M
$3.75M 0.01%
308,093
-84,365
-21% -$1.05M
VRN
1188
DELISTED
Veren
VRN
$3.73M 0.01%
326,540
-13,906
-4% -$195K
EVM
1189
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.73M 0.01%
320,731
+45,022
+16% +$517K
SRCI
1190
DELISTED
SRC Energy Inc
SRCI
$3.73M 0.01%
380,641
+6,524
+2% +$66.6K
FSP
1191
Franklin Street Properties
FSP
$46.8M
$3.73M 0.01%
346,750
-19,268
-5% -$215K
CNSL
1192
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$3.73M 0.01%
193,358
+10,277
+6% +$205K
CHTR icon
1193
Charter Communications
CHTR
$18.2B
$3.72M 0.01%
21,172
-6,384
-23% -$1.17M
VNM icon
1194
VanEck Vietnam ETF
VNM
$504M
$3.72M 0.01%
240,394
-41,231
-15% -$708K
HHY
1195
DELISTED
Brookfield High Income Fund Inc.
HHY
$3.71M 0.01%
509,090
+53,666
+12% +$413K
AGU
1196
DELISTED
Agrium
AGU
$3.7M 0.01%
41,367
+36,578
+764% +$3.7M
BGC icon
1197
BGC Group
BGC
$4.89B
$3.7M 0.01%
699,282
+556,544
+390% +$3.23M
GG
1198
DELISTED
Goldcorp Inc
GG
$3.69M 0.01%
294,906
+41,638
+16% +$582K
SPLK
1199
DELISTED
Splunk Inc
SPLK
$3.69M 0.01%
66,644
+9,231
+16% +$603K
CCLP
1200
DELISTED
CSI Compressco LP
CCLP
$3.68M 0.01%
294,563
+22,157
+8% +$324K
46 47
48
49 50

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.