We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
1176
Ares Capital
ARCC
$14.1B
$4.48M 0.01%
287,109
+78,292
+37% +$1.25M
CMRX
1177
DELISTED
Chimerix, Inc.
CMRX
$4.46M 0.01%
+110,820
New +$3.75M
TTWO icon
1178
Take-Two Interactive
TTWO
$44.9B
$4.46M 0.01%
159,030
-483,783
-75% -$12.3M
MCA
1179
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.44M 0.01%
291,856
-13,774
-5% -$204K
UNFI icon
1180
United Natural Foods
UNFI
$2.94B
$4.43M 0.01%
57,342
+10,818
+23% +$765K
SAFM
1181
DELISTED
Sanderson Farms Inc
SAFM
$4.42M 0.01%
52,641
-9,446
-15% -$814K
ONB icon
1182
Old National Bancorp
ONB
$10.4B
$4.42M 0.01%
296,969
+282,377
+1,935% +$3.96M
GG
1183
DELISTED
Goldcorp Inc
GG
$4.4M 0.01%
237,777
-72,985
-23% -$1.5M
DCT
1184
DELISTED
DCT Industrial Trust Inc.
DCT
$4.39M 0.01%
123,161
-12,988
-10% -$434K
SLG icon
1185
SL Green Realty
SLG
$3.97B
$4.39M 0.01%
38,076
+132
+0.3% +$14.6K
CY
1186
DELISTED
Cypress Semiconductor
CY
$4.38M 0.01%
306,750
+107,973
+54% +$1.19M
FLOT icon
1187
iShares Floating Rate Bond ETF
FLOT
$10.3B
$4.37M 0.01%
86,493
-9,695
-10% -$491K
LNN icon
1188
Lindsay Corp
LNN
$1.2B
$4.37M 0.01%
50,923
-2,711
-5% -$230K
RS icon
1189
Reliance Steel & Aluminium
RS
$21.2B
$4.36M 0.01%
71,144
+13,912
+24% +$883K
NWE icon
1190
NorthWestern Energy
NWE
$4.3B
$4.35M 0.01%
76,936
-15,106
-16% -$788K
MDCO
1191
DELISTED
Medicines Co
MDCO
$4.34M 0.01%
156,892
-24,757
-14% -$613K
POT
1192
DELISTED
Potash Corp Of Saskatchewan
POT
$4.33M 0.01%
122,608
-377,022
-75% -$12.8M
FCE.A
1193
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4.33M 0.01%
203,347
+11,989
+6% +$249K
MMS icon
1194
Maximus
MMS
$3.33B
$4.33M 0.01%
78,959
+48,655
+161% +$2.37M
HNP
1195
DELISTED
Huaneng Power Intl, Inc.
HNP
$4.33M 0.01%
79,899
+29,152
+57% +$1.4M
PF
1196
DELISTED
Pinnacle Foods, Inc.
PF
$4.33M 0.01%
122,592
+32,278
+36% +$1.09M
GOF icon
1197
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
0
– –
PACW
1198
DELISTED
PacWest Bancorp
PACW
$4.32M 0.01%
95,054
-254,295
-73% -$11.2M
DKS icon
1199
Dick's Sporting Goods
DKS
$18B
$4.32M 0.01%
87,012
+17,313
+25% +$810K
SFL icon
1200
SFL Corp
SFL
$1.61B
$4.3M 0.01%
304,744
-192,837
-39% -$3.09M
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.