We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCQ
1176
Pimco California Municipal Income Fund
PCQ
$166M
$5.15M 0.01%
360,043
+31,643
+10% +$456K
PANW icon
1177
Palo Alto Networks
PANW
$297B
$5.13M 0.01%
313,500
-43,332
-12% -$622K
UVV icon
1178
Universal Corp
UVV
$1.3B
$5.12M 0.01%
115,337
+889
+0.8% +$45.8K
CM icon
1179
Canadian Imperial Bank of Commerce
CM
$109B
$5.11M 0.01%
114,921
+95,663
+497% +$4.39M
WPZ
1180
DELISTED
Williams Partners L.P.
WPZ
$5.08M 0.01%
84,735
-16,087
-16% -$951K
ARW icon
1181
Arrow Electronics
ARW
$11.4B
$5.08M 0.01%
91,740
-1,313
-1% -$79.2K
MNKD icon
1182
MannKind Corp
MNKD
$1.25B
$5.07M 0.01%
171,662
+41,255
+32% +$1.63M
NEV
1183
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$5.07M 0.01%
343,718
+42,119
+14% +$624K
CEO
1184
DELISTED
CNOOC Limited
CEO
$5.07M 0.01%
29,375
+4,277
+17% +$789K
NRP icon
1185
Natural Resource Partners
NRP
$1.39B
$5.05M 0.01%
38,712
+5,993
+18% +$942K
NXZ
1186
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5.04M 0.01%
361,948
+10,360
+3% +$143K
SIRI icon
1187
SiriusXM
SIRI
$10.2B
$5.01M 0.01%
143,554
-3,365
-2% -$118K
CVRR
1188
DELISTED
CVR Refining, LP
CVRR
$5.01M 0.01%
215,092
+85,893
+66% +$2.11M
CNC icon
1189
Centene
CNC
$33B
$5M 0.01%
242,044
+91,728
+61% +$1.77M
LGND icon
1190
Ligand Pharmaceuticals
LGND
$6.06B
$5M 0.01%
170,604
+66,730
+64% +$2.22M
RGEN icon
1191
Repligen
RGEN
$8.74B
$4.98M 0.01%
250,264
+23,757
+10% +$500K
EXAS
1192
DELISTED
Exact Sciences
EXAS
$4.98M 0.01%
257,001
+28,548
+12% +$523K
RVT icon
1193
Royce Value Trust
RVT
$2.28B
$4.97M 0.01%
342,676
+19,407
+6% +$301K
SNLN
1194
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$4.96M 0.01%
254,811
+122,055
+92% +$2.41M
AWR icon
1195
American States Water
AWR
$3.31B
$4.96M 0.01%
162,938
+11,873
+8% +$373K
ALEX
1196
DELISTED
Alexander & Baldwin
ALEX
$4.95M 0.01%
137,614
-5,990
-4% -$238K
NCZ
1197
Virtus Convertible & Income Fund II
NCZ
$300M
$4.92M 0.01%
134,633
-1,327
-1% -$50.6K
BITA
1198
DELISTED
Bitauto Holdings Limited
BITA
$4.92M 0.01%
63,040
+15,525
+33% +$1.09M
TECD
1199
DELISTED
Tech Data Corp
TECD
$4.91M 0.01%
83,345
-7,072
-8% -$457K
GDP
1200
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$4.9M 0.01%
330,803
+96,152
+41% +$1.92M
46 47
48
49 50

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.